Hm Clipper Management, Ltd. (San Francisco)

Name: Hm Clipper Management, Ltd.
Address: 601 California Street, San Francisco, CA, 94108
Telephone: 415-970-5800

Hm Clipper Management, Ltd. is a large advisory firm based in San Francisco. It manages $215.2 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2013 and has operated in the jurisdiction of California.

Hm Clipper Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Hm Clipper Management: assets under management

The assets under management (AUM) of Hm Clipper Management, Ltd. is $215.2 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -21% since the beginning of its operation, and $215.2 million of the total AUM is attributable to clients outside of the United States.

The firm manages $215.2 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $215.2 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Hm Clipper Management, Ltd. for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Hm Clipper Management serves?

The only and largest group of clients of Hm Clipper Management is pooled investment vehicles with 1 clients and $215.2 million of assets under management. Among the 10 most similar advisory firms, Hm Clipper Management has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $215.2 million for 1 clients. 100% of the firm’s clients are foreign persons or businesses.

Hm Clipper Management also advises several private funds. Namely, one private equity fund. The minimum investment commitment required of non-related persons is $10,000,000 for each fund.

Careers at Hm Clipper Management, Ltd.

The company employs 12 people that are either part- or full-time employees. 92 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
John Paul Ho	Managing partner, founder, managing member	1 Feb 2005	75% - 100%	1874061
John Paul Nmn Ho	Managing partner, founder, managing member	1 Feb 2005	75% - 100%	1874061
Ian Macgregor Morton	Cco, partner	1 May 2009	Other	2436533
Yintung Nmn Chen	Chief financial officer and chief compliance officer	1 Nov 2015	Other	6586631
Yintung (Nmn) Chen	Chief financial officer and chief compliance officer	1 Nov 2015	Other	6586631

Based in San Francisco

The principal office where Hm Clipper Management, Ltd. performs its advisory services is located at 601 California Street, San Francisco, CA 94108, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 415-970-5800 or by fax 415-544-9844. The normal business hours are 9:00am-6:00pm on Monday - Friday. You can find more information about the New York firm at hmclipper.com.