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Wood, Hat & Silver, L.L.C. (Sonoma)


Wood, Hat & Silver, L.L.C. is a large advisory firm based in Sonoma. It manages $66.6 million of regulatory assets for 7 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdiction of California.

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Wood, Hat & Silver, L.L.C provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Wood, Hat & Silver, L.L.C: assets under management

The assets under management (AUM) of Wood, Hat & Silver, L.L.C. is $66.6 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 132% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $66.6 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $9.51 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Wood, Hat & Silver, L.L.C. for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
Joseph Mack Aaron President 1 Mar 1993 75% - 100% 1002525

Based in Sonoma

The principal office where Wood, Hat & Silver, L.L.C. performs its advisory services is located at 557 Third Street East, Sonoma, CA 95476, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (707) 939-1234 or by fax (415) 329-1788. The normal business hours are 8:00 am - 4:00 pm on Monday - Friday. You can find more information about the New York firm at www.hedgedfunds.com.


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