Richard G. Slater (Sacramento)

Name: Richard G. Slater
Address: 901 51 St Street, Sacramento, CA, 95819
Telephone: 916-835-4758

Richard G. Slater is a large advisory firm based in Sacramento. It manages $201.58 million of regulatory assets for 204 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of California.

Richard G. Slater provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for more than 50 clients. On top of advisory services, the firm doesn't engage in other business activities.

Richard G. Slater: assets under management

The assets under management (AUM) of Richard G. Slater is $201.58 million. The firm's AUM has grown by 39% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

Investments

The firm invests in government bonds the most. They account for 89% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 6% of the firm’s portfolio. Investments in exchange traded securities form 5% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Richard G. Slater for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Richard G. Slater serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Richard G. Slater is high net worth individuals with 63 clients and $155.89 million of assets under management. Among the 9 most similar advisory firms, Richard G. Slater has the 4th highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $201.58 million for 98 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Richard G. Slater doesn't advise any private funds.

Careers at Richard G. Slater

The company employs 1 person that is either a part- or full-time employee. 100 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Richard Garson Slater	Owner and chief compliance officer	1 Jul 1991	75% - 100%	1525400
Richard G. Slater	Owner	1 Jul 1991	75% - 100%	112239

Based in Sacramento

The principal office where Richard G. Slater performs its advisory services is located at 901 51 St Street, Sacramento, CA 95819, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 916-835-4758 or by fax 916-835-4758. The normal business hours are 6:00 am to 9:00pm on Monday - Friday. You can find more information about the New York firm at theatobapproach.com.