Ramsey Quantitative Systems, Inc. (Louisville)

Ramsey Quantitative Systems, Inc. is a large advisory firm based in Louisville. It manages $485.19 million of regulatory assets for 7 client accounts. It has been registered with the SEC as an adviser since 2015 and has operated in the jurisdiction of Kentucky.

Ramsey Quantitative Systems provides portfolio management for investment companies, portfolio management for pooled investment vehicles, and family investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Ramsey Quantitative Systems: assets under management

The assets under management (AUM) of Ramsey Quantitative Systems, Inc. is $485.19 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 20% since the beginning of its operation, and $173.12 million of the total AUM is attributable to clients outside of the United States.

The firm manages $485.19 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $69.31 million each.

Ramsey Quantitative Systems has custody of $317.12 million in cash and securities for 2 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in derivatives the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Ramsey Quantitative Systems, Inc. for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Ramsey Quantitative Systems serves?

The firm provides services to investment companies and pooled investment vehicles. The largest group of clients of Ramsey Quantitative Systems is pooled investment vehicles with 2 clients and $117.12 million of assets under management. Among the 12 most similar advisory firms, Ramsey Quantitative Systems has the 6th highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $229.19 million for 4 clients. 57% of the firm’s clients are foreign persons or businesses.

Ramsey Quantitative Systems also advises several private funds. Namely, one hedge fund. The minimum investment commitment required of non-related persons is $5,000,000 for each fund.

Careers at Ramsey Quantitative Systems, Inc.

The company employs 20 people that are either part- or full-time employees. 35 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Neil Patrick Ramsey	Ceo	1 Jan 1997	25% - 50%	1925857
Anne Marie Ramsey	Secretary	1 Jan 2008	25% - 50%	4650689
Jeff Gregory	Chief compliance officer	1 Jan 2011	Other	xxx-xx-xxxx
Nar Irrevocable Trust	Member	1 Dec 2011	25% - 50%	45-6178479

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Christopher Alan Ramsey	Trustee	1 Nov 2010	Other	5902559
Guy Neil Ramsey	Trustee	1 Nov 2017	Other	6931656

Based in Louisville

The principal office where Ramsey Quantitative Systems, Inc. performs its advisory services is located at 1515 Ormsby Station Court, Louisville, KY 40223, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 502-315-1739 or by fax 502-245-6737. The normal business hours are 08:30-17:00 on Monday - Friday.