ALPhametrix, LLC (Chicago)

Name: ALPhametrix, LLC
Address: 181 West Madison Street, Chicago, IL, 60602
Telephone: 312-267-8400

ALPhametrix, LLC is a large advisory firm based in Chicago. It manages $146.65 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2009.

ALPhametrix provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm also engages as transfer agent.

ALPhametrix: assets under management

The assets under management (AUM) of ALPhametrix, LLC is $146.65 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -64% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $146.65 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $73.32 million each.

ALPhametrix has custody of $146.65 million in cash and securities for 2 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay ALPhametrix, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at ALPhametrix, LLC

Charley Penna joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Aleksis Kins	Chief executive officer	1 May 2005	Other	5078612
Aleksis Aldis Kins	Chief executive officer	1 May 2005	Other	5078612
Llc Alphametrix Group	Manager	1 Sep 2005	75% - 100%	38-3726364
Heidi M. Rauh	Chief compliance officer, chief legal officer	1 Dec 2007	Other	5610640
Heidi Mallory Rauh	Chief compliance officer, chief legal officer	1 Dec 2007	Other	5610640
Dennis Raymond Zarr	Chief operations officer	1 Feb 2008	Other	1370445
George Jarvis Brown	Chief financial officer	1 Mar 2008	Other	5705515
Lisa Marie Tamburini	Chief legal officer, chief compliance officer	1 Nov 2009	Other	5736810
David James Young	Chief operations officer	1 Mar 2010	Other	4255659
Guy Francis Talarico	Chief compliance officer	1 Apr 2010	Other	4865564
Geoffrey Phillip Marcus	Chief strategic officer	1 Jul 2010	Other	1998351
Victoria Lynn Adams	Chief compliance officer	1 Aug 2011	Other	5964485
Charley Penna	Chief compliance officer	1 Sep 2013	Other	2960289

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Aleksis Kins	Manager	1 Sep 2005	50% - 75%	5078612
Aleksis Aldis Kins	Sole manager, majority member	1 Sep 2005	50% - 75%	5078612

Based in Chicago

The principal office where ALPhametrix, LLC performs its advisory services is located at 181 West Madison Street, Chicago, IL 60602, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 312-267-8400 or by fax 312-267-8484. The normal business hours are 8:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.alphametrix.com.