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Garner, Robert James (Lafayette)


Garner, Robert James is a large advisory firm based in Lafayette. It manages $55.5 million of regulatory assets for 90 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdiction of California.

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Garner, Robert James provides financial planning services, portfolio management for individuals and small businesses, and portfolio management for businesses and institutional clients. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Garner, Robert James: assets under management

The assets under management (AUM) of Garner, Robert James is $55.5 million. The firm's AUM has grown by 79% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $50 million in discretionary accounts and $5.5 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $588.24 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $1.1 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Garner, Robert James for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Based in Lafayette

The principal office where Garner, Robert James performs its advisory services is located at 3595 Mt. Diablo Blvd., Lafayette, CA 94549, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 925.282.5500 or by fax 925.962.9250. The normal business hours are 9:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.garnerfinancialmanagement.com.


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