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3 I Debt Management Us LLC (New York)


3 I Debt Management Us LLC is a large advisory firm based in New York. It manages $5.48 billion of regulatory assets for 15 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdictions of Connecticut and New York.

3 I Debt Management Us provides portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and non-discretionary investment advisory services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

3 I Debt Management Us: assets under management

The assets under management (AUM) of 3 I Debt Management Us LLC is $5.48 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 1446% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $5.48 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $365.44 million each.
3 I Debt Management Us has custody of $203.8 million in cash and securities for 1 client in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay 3 I Debt Management Us LLC for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 9 indirect owners.

Name Entity Date acquired Ownership Employer ID
3i Group Plc Shareholder, common stock 1 Mar 1991 75% - 100% foreign entity
3i Us Holdings Llc Shareholder 1 Nov 1999 75% - 100% 04-3490220
3i Holdings Plc Shareholder, common stock 1 Nov 1999 75% - 100% foreign entity
Investcorp S.A. Shareholder 1 Aug 2005 75% - 100% foreign
Investcorp Holdings Ltd. Shareholder 1 Aug 2005 75% - 100% foreign
Cp Holdings Ltd. Shareholder 1 Aug 2005 25% - 50% foreign
Ownership Holdings Ltd. Shareholder 1 Aug 2005 50% - 75% foreign
Sipco Ltd. Shareholder 1 Aug 2005 50% - 75% foreign
Sipco Holdings Limited Shareholder 1 Jun 2008 25% - 50% foreign

Based in New York

The principal office where 3 I Debt Management Us LLC performs its advisory services is located at 280 Park Avenue, New York, NY 10017, which is also the mailing address of the firm. An additional office of the firm is in Darien, CT. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-599-4700 or by fax 212-339-5401. The normal business hours are 9am-5pm on Monday - Friday.


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