Spm Credit, L.L.C. (Stamford)

Name: Spm Credit, L.L.C.
Address: 2187 Atlantic Street, Stamford, CT, 06902
Telephone: 203-351-2870

Spm Credit, L.L.C. is a large advisory firm based in Stamford. It manages $39.28 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdiction of Connecticut.

Spm Credit, L.L.C provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Spm Credit, L.L.C: assets under management

The assets under management (AUM) of Spm Credit, L.L.C. is $39.28 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 108% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $39.28 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $13.09 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Spm Credit, L.L.C. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Spm Credit, L.L.C.

Kenneth Cron has been acting as President since 1 Oct 2007. Donald Ian Brownstein has served as the Chief Investment Officer since 1 Oct 2007. Ward James Mcgraw joined the executive team most recently as the Chief Financial Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Donald Ian Brownstein	Chief executive officer/chief investment officer	1 Oct 2007	25% - 50%	4364423
Christopher Gerard Russell	Chief operating officer/chief compliance officer	1 Oct 2007	Other	4364432
Nicholas Pierre Vassalli	Senior managing director	1 Oct 2007	Other	5444049
Yong Liu	Senior managing director	1 Oct 2007	Other	4364438
Jeffrey Kong	Senior managing director	1 Oct 2007	Other	1653091
William Leong Mok	Senior managing director	1 Oct 2007	Other	1904217
Kenneth Cron	President	1 Oct 2007	Other	5316858
Timothy John Yves Roberts	Senior managing director	1 Oct 2007	Other	2307754
L.L.C Structured Portfolio Management	Member	1 Oct 2007	Other	108756
Jenelle Renee Scanlon	Compliance officer/vice president	1 Oct 2007	Other	4761996
Ward James Mcgraw	Chief financial officer	1 Jul 2008	Other	2039132

Indirect Owners

The SEC currently registers 21 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Ronald Warren Sellers	Owner	1 Jun 1996	25% - 50%	1474762
Donald Ian Brownstein	Managing member	1 Oct 1996	25% - 50%	4364423
Upper Shad Associates Llc	Managing member	1 Mar 1997	25% - 50%	13-392147
Atlantic Asset Management Llc	Owner/member/manager	1 Jan 2000	25% - 50%	22-3484717
Lovell Minnick Equity Partner Lp	Owner	1 Jun 2003	25% - 50%	95-4802256
Lovell Minnick Equity Advisors Llc	General partner	1 Jun 2003	Other	95-4802253
Aegon N.V.	Shareholder	1 Jun 2003	75% - 100%	00-0000000
Lovell Minnick Equity Partners Llc	Sole managing member	1 Feb 2004	Other	20-0493456
Lovelle Minnick Holdings Llc	Sole managing member	1 Feb 2004	Other	20-0498914
Aegon Usa Inc.	Sole managing member	1 Feb 2004	Other	00-0000000
Jeffrey Dale Lovell	Co-managing member	1 Feb 2004	25% - 50%	1095362
James Edward Minnick	Co-managing member	1 Feb 2004	25% - 50%	716204
Jennings Jay Newcom	Co-managing member	1 Feb 2004	25% - 50%	4358060
Pf Life Insurance Company	Limited partner	1 Jun 2004	25% - 50%	39-0989781
Bowman Partners Lp	Limited partner	1 Nov 2004	25% - 50%	00-0000000
Bowman Partners Gp	General partner	1 Nov 2004	Other	00-0000000
Frank Russell Investments (Cayman) Ltd.	Shareholder	1 Nov 2004	75% - 100%	00-0000000
Patheon Global Secondary Fund Ii Limited	Limited partner	1 Nov 2004	25% - 50%	00-0000000
Structured Partners L.L.C.	Managing member	1 Dec 2007	25% - 50%	20-3275532
Kenneth Cron	Managing member	1 Dec 2007	25% - 50%	5316858
Christopher Gerard Russell	Managing member	1 Dec 2007	25% - 50%	4364432

Based in Stamford

The principal office where Spm Credit, L.L.C. performs its advisory services is located at 2187 Atlantic Street, Stamford, CT 06902, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 203-351-2870 or by fax 203-351-2879. The normal business hours are 8:00 a.m. - 6:00 p.m. on Monday - Friday. You can find more information about the New York firm at www.spmllc.com.