Cardinal Point Investments, LLC (Tualatin)

Cardinal Point Investments, LLC is a large advisory firm based in Tualatin. It manages $67.62 million of regulatory assets for 21 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdiction of Oregon.

Cardinal Point Investments provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Cardinal Point Investments: assets under management

The assets under management (AUM) of Cardinal Point Investments, LLC is $67.62 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 3% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $67.62 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $3.22 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Cardinal Point Investments, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Cardinal Point Investments, LLC

Roger Keith Thomas has served as the Chief Investment Officer since 1 Sep 2000. Kenneth Eugene Thomas joined the executive team most recently as the Vice President/Senior Securities Analyst/Portfolio Manager.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Roger Keith Thomas	Chief investment officer/portfolio manager	1 Sep 2000	25% - 50%	4377628
Kenneth Eugene Thomas	Vice president/senior securities analyst/portfolio manager	1 Sep 2000	25% - 50%	4377637
Connie Marie Kristensen	Chief compliance officer/portfolio manager	1 Sep 2000	Other	1424685
Roger Keith Thomas	Chief investment officer/portfolio manager	1 Oct 2005	25% - 50%	4377628
Kenneth Eugene Thomas	Vice president/senior securities analyst/portfolio manager	1 Oct 2005	25% - 50%	4377637
Connie Marie Kristensen	Chief compliance officer/portfolio manager	1 Oct 2005	Other	1424685

Based in Tualatin

The principal office where Cardinal Point Investments, LLC performs its advisory services is located at 8215 Sw Tualatin Sherwood Road, Suite 200, Tualatin, OR 97062, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.