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Fortuna Asset Management LLC (Newport Beach)


Fortuna Asset Management LLC is an adviser based in Newport Beach. It manages $53.16 million of regulatory assets for 65 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of California.

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Fortuna Asset Management provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Fortuna Asset Management: assets under management

The assets under management (AUM) of Fortuna Asset Management LLC is $53.16 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 87% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $53.16 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $817.92 thousand each.
Fortuna Asset Management has custody of $36.65 million in cash and securities for 5 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Fortuna Asset Management LLC for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Based in Newport Beach

The principal office where Fortuna Asset Management LLC performs its advisory services is located at 1300 Bristol Street North, Newport Beach, CA 92660 The mailing address of the firm is Po Box 9109, Newport Beach, CA 92658. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 949-476-2872 or by fax 949-476-3098. The normal business hours are 9-5 on Monday - Friday. You can find more information about the New York firm at www.investfam.com.


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