Mmc Securities LLC (New York)

Mmc Securities LLC is a pension cosultant based in New York. It has been registered with the SEC as an adviser since 2016 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 48 other states.

Mmc Securities provides pension consulting services, selection of other advisers, and educational seminars and workshops. It doesn't provide financial planning services to its clients. On top of advisory services, the firm also engages as see section 6.a. of schedule d.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Mmc Securities LLC for their services and products based on hourly charges, fixed fees, and commissions. Commissions are paid and earned by the adviser when a trade or a sales of an investment is made. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Troy Kenneth Saharic serves?

The only and largest group of clients of Troy Kenneth Saharic is pension and profit sharing plans with 388 clients and $0 of assets under management. Among the 8 most similar advisory firms, Mmc Securities has the highest percentage of pension and profit sharing plans out of all clients.

1% of the firm’s clients are foreign persons or businesses.

Mmc Securities doesn't advise any private funds.

Careers at Mmc Securities LLC

The company employs 106 people that are either part- or full-time employees. 31 percent of the employees work as investment advisers or researchers. 33 employees are registered as investment adviser representatives with the state securities authorities.

There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Troy Kenneth Saharic has been acting as President since 1 May 2018. Seabury & Smith Llc joined the executive team most recently as the Owner.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Mark Jonathan Happe	Chief compliance officer, director, president	1 Apr 2003	Other	2791955
Marsh Insurance & Investments Llc	Shareholder	1 Jun 2003	75% - 100%	52-2189187
Marsh Insurance & Investments Corp.	Shareholder	1 Jun 2003	75% - 100%	52-2189187
Mariane Ashley Liebowitz	Chief compliance officer, director, corporate secretary and director	1 Nov 2007	Other	4532268
Kimberly Lynn Blackmore	Co-president, financial & operations principal, director and treasurer	1 Oct 2008	Other	2219307
Chi Hong Hum	Co-president, assistant secretary and director	1 Nov 2008	Other	1620728
Christopher Ezbiansky	Assistant secretary and director	1 Sep 2012	Other	2777709
Muriel Gail Knapp	Assistant secretary and director	1 Oct 2015	Other	2263756
Mark Jonathan Happe	Bcp officer	1 Jan 2016	Other	2791955
Mariane Ashley Liebowitz	Bcp officer	1 Aug 2016	Other	4532268
Christopher Adamo	Bcp officer	1 Oct 2016	Other	5596952
Christopher Adamo	Director (elected manager)	1 Mar 2017	Other	5596952
Mariane Ashley Liebowitz	Cco/bcp officer	1 Sep 2017	Other	4532268
Troy Kenneth Saharic	Director	1 May 2018	Other	3107842

Indirect Owners

The SEC currently registers 10 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Llc Marsh Usa	Parent	1 Jul 1923	75% - 100%	36-1436000
Marsh Usa Inc.	Member	1 Jul 1923	75% - 100%	36-1436000
Llc Guy Carpenter & Company	Parent	1 Sep 1995	75% - 100%	13-4985720
Inc. Marsh & Mclennan Companies	Parent	1 Feb 1999	75% - 100%	36-2668272
Llc Marsh	Parent	1 Feb 1999	75% - 100%	13-4046956
Marsh Llc	Shareholder	1 Feb 1999	75% - 100%	13-4046956
Inc. Mmsc Holdings	Parent	1 Jan 2004	75% - 100%	13-3897188
Marsh Usa Inc.	Owner	1 Nov 2009	75% - 100%	36-1436000
Seabury & Smith Llc	Owner	1 Nov 2018	75% - 100%	13-3109248
Marsh & Mclennan Agency Llc	Owner	1 Nov 2018	25% - 50%	23-3237576

Based in New York

The principal office where Mmc Securities LLC performs its advisory services is located at 1166 Avenue Of The Americas, New York, NY 10036, which is also the mailing address of the firm. An additional office of the firm is in Houston, TX. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-345-5000 or by fax 212-345-2778. The normal business hours are 9:00 am to 5:00 pm on Monday - Friday.