Pageone Financial, Inc. (Glens Falls)

Name: Pageone Financial, Inc.
Address: 485 Glen Street, Suite 1, Glens Falls, NY, 12801
Telephone: 800-733-6228

Pageone Financial, Inc. is a mid-sized advisory firm based in Glens Falls. It manages $60 million of regulatory assets for 617 client accounts. It has been registered with the SEC as an adviser since 2003 and has operated in the jurisdictions of Arizona, California, Colorado, and 14 other states.

Pageone Financial provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Pageone Financial: assets under management

The assets under management (AUM) of Pageone Financial, Inc. is $60 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -61% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $60 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $97.24 thousand each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Pageone Financial, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Pageone Financial, Inc.

Edgar Ronald Page has been acting as President since 1 Mar 2003. Ryan Mathew Ranado joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Joseph W Arena	Chief market strategist	1 Jul 2001	Other	4997368
Edgar Ronald Page	Chairman/ceo	1 Mar 2003	75% - 100%	733481
James A Reale	Executive vice president & director	1 Mar 2003	Other	1779662
Ralph Anthony Carfagno	President/ceo & director	1 Mar 2003	Other	1237064
David Keith Scheuring	Chief operating officer	1 Aug 2004	Other	845841
Joseph W Arena	Chief market strategist	1 Jul 2005	Other	4997368
Kyle Patrick Webber	Chief compliance officer	1 May 2012	Other	5093059
Ryan Mathew Ranado	Chief compliance officer	1 Dec 2014	Other	6433207

Based in Glens Falls

The principal office where Pageone Financial, Inc. performs its advisory services is located at 485 Glen Street, Suite 1, Glens Falls, NY 12801, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 800-733-6228 or by fax 518-688-0211. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at pageonefinancial.com.