Rm Adviser, LLC (Los Angeles)

Name: Rm Adviser, LLC
Address: 10780 Santa Monica Blvd., Suite 140, Los Angeles, CA, 90025
Telephone: 310-907-7129

Rm Adviser, LLC is an internet adviser based in Los Angeles. It manages $62.45 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2016 and has operated in the jurisdiction of California.

Rm Adviser provides portfolio management for pooled investment vehicles and interactive investment calculator. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Rm Adviser: assets under management

The assets under management (AUM) of Rm Adviser, LLC is $62.45 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 600% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $62.45 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $31.22 million each.

Rm Adviser has custody of $62.45 million in cash and securities for 2 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Rm Adviser, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Aaron Scott Halfacre serves?

The firm provides services to individuals and pooled investment vehicles. The largest group of clients of Aaron Scott Halfacre is pooled investment vehicles with 2 clients and $62.45 million of assets under management. Among the 3 most similar advisory firms, Rm Adviser has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $62.45 million for 1,761 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Rm Adviser doesn't advise any private funds.

Careers at Rm Adviser, LLC

The company employs 2 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Aaron Scott Halfacre has been acting as President since 1 Feb 2018. Eric Levy joined the executive team most recently as the Assistant Vice President/Portfolio Manager.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Co. Realty Mogul	Sole member	1 May 2016	75% - 100%	45-5262135
Jilliene Paige Helman	Chief executive officer, member of investment committee, and chief compliance officer	1 May 2016	Other	6269130
Karen Ashley Fleck	Chief financial officer	1 May 2016	Other	6458536
Ryan Takeshi Sakamoto	General counsel	1 May 2016	Other	6539760
Justin Tyler Hughes	Senior managing director	1 Feb 2018	Other	6283096
Aaron Scott Halfacre	President	1 Feb 2018	Other	2735371
Elizabeth Rachael Braman	Senior managing director	1 Feb 2018	Other	6370100
Eric Levy	Assistant vice president/portfolio manager	1 Jan 2019	Other	5402013

Based in Los Angeles

The principal office where Rm Adviser, LLC performs its advisory services is located at 10780 Santa Monica Blvd., Suite 140, Los Angeles, CA 90025, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 310-907-7129 or by fax 310-907-7619. The normal business hours are 9:00 a.m. - 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at realtymogul.com/adviser.