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Piot Associates LLC (Santa Barbara)


Piot Associates LLC is an adviser based in Santa Barbara. It manages $57.68 million of regulatory assets for 80 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of California, Maine, and Texas.

Piot Associates provides portfolio management for individuals and small businesses and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Piot Associates: assets under management

The assets under management (AUM) of Piot Associates LLC is $57.68 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 87% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $57.68 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $720.94 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Piot Associates LLC for their services and products based on a percentage of assets under management and hourly charges. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Based in Santa Barbara

The principal office where Piot Associates LLC performs its advisory services is located at 1413 Salinas Place, Santa Barbara, CA 93103 The mailing address of the firm is 231 Reach Road, Sedgwick, ME 04676. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 800-210-7468 or by fax 978-246-5980. The normal business hours are by appointment on Other.


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