Context Insurance Strategies, LLC (Bala Cynwyd)

Name: Context Insurance Strategies, LLC
Address: 401 City Ave, Bala Cynwyd, PA, 19004
Telephone: 610-538-6100

Context Insurance Strategies, LLC is an investment adviser to an investment company based in Bala Cynwyd. It manages $12.71 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2018.

Context Insurance Strategies provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Context Insurance Strategies: assets under management

The assets under management (AUM) of Context Insurance Strategies, LLC is $12.71 million, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.

The firm manages $12.71 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $12.71 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Context Insurance Strategies, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Context Insurance Strategies serves?

The only and largest group of clients of Context Insurance Strategies is investment companies with 1 clients and $12.71 million of assets under management. Among the 2 most similar advisory firms, Context Insurance Strategies has the highest percentage of investment companies out of all clients.

The amount of regulatory assets under management is $12.71 million for 1 clients. None of the firm’s clients are foreign persons or businesses.

Context Insurance Strategies doesn't advise any private funds.

Careers at Context Insurance Strategies, LLC

The company employs 8 people that are either part- or full-time employees. 25 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Lp Context Capital Partners	Sole member	1 Nov 2017	75% - 100%	20-2541127
John Joseph Canning	Chief compliance officer	1 Oct 2018	Other	2372442
Michelle Ann Sullivan	Chief operating officer	1 Oct 2018	Other	6473575
Andrew John Sterge	Chief risk officer	1 Oct 2018	Other	2434154

Indirect Owners

The SEC currently registers 5 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Lp Eb Ccp Holdings	Partner	1 Mar 2005	50% - 75%	06-1752357
Llc Eb Ccp Holdings	General partner	1 Mar 2005	Other	06-1752347
Eric Mitchell Brooks	Limited partner	1 Mar 2005	75% - 100%	1802452
Llc Rb Ccp Holdings	General partner	1 May 2005	Other	59-3823457
Llc Jnc Ccp Holdings	General partner	1 Dec 2014	Other	47-1106141

Based in Bala Cynwyd

The principal office where Context Insurance Strategies, LLC performs its advisory services is located at 401 City Ave, Bala Cynwyd, PA 19004, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 610-538-6100. The normal business hours are 9:00 est am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at contextils.com.