Merrill Lynch Investment Managers LP (Plainsboro)

Name: Merrill Lynch Investment Managers LP
Address: 800 Scudders Mill Road, Plainsboro, NJ, 08536
Telephone: 609-282-2021

Merrill Lynch Investment Managers LP is a large advisory firm based in Plainsboro. It manages $178.83 billion of regulatory assets for 55,018 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 46 other states.

Merrill Lynch Investment Managers provides portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Merrill Lynch Investment Managers: assets under management

The assets under management (AUM) of Merrill Lynch Investment Managers LP is $178.83 billion. The firm's AUM has grown by 9% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $166.02 billion in discretionary accounts and $12.81 billion in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $3.56 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $1.52 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Merrill Lynch Investment Managers LP for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Merrill Lynch Investment Managers LP

Terry Kimball Glenn has been acting as President since 1 Jul 1983. Robert Charles Doll has served as the Chief Investment Officer since 1 Jun 1999 and Jeffrey Merl Peek is the Chief Executive Officer of Merrill Lynch Investment Managers LP family office. Robert Scott Stanley joined the executive team most recently as the Chief Investment Officer Of Private Investors.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Terry Kimball Glenn	Chairman	1 Jul 1983	Other	734684
Inc. Princeton Services	General partner	1 Dec 1993	75% - 100%	22-3266276
Inc. Merrill Lynch & Company	Limited partner	1 Dec 1993	Other	13-2740599
Thomas Joseph Verage	Managing director-equity investments	1 Sep 1994	Other	1687560
Lawrence D. Haber	Chief financial officer	1 Jul 1997	Other	4347806
Jeffrey Merl Peek	Chief executive officer	1 Dec 1997	Other	1100384
Michael J. Hennewinkel	Chief legal officer	1 Aug 1998	Other	4347815
Jerry Weiss	Chief compliance officer	1 Dec 1998	Other	2174859
Diane Lynn Schueneman	Chief operations officer	1 Feb 1999	Other	854959
Gregory Allen Bundy	Chief administrative officer	1 Jun 1999	Other	1289634
Robert Charles Doll	Chief investment officer	1 Jun 1999	Other	1748378
Frank R. Salerno	Chief operating officer-americas institutional business	1 Apr 2001	Other	4491863
Philip Lawrence Kirstein	Chief legal officer	1 Aug 2001	Other	2174860
Robert Charles Doll	Chief executive officer	1 Sep 2001	Other	1748378
Kevin J. Mckenna	Managing director & head of fixed income investments	1 Sep 2001	Other	4579856
Anthony J Patti	Head-americas risk and performance	1 Nov 2001	Other	2810474
Mary Elizabeth Taylor	Head-americas region	1 Nov 2001	Other	2594854
Brian James Fullerton	Head of investments	1 Nov 2001	Other	2054485
Kenneth A. Jacob	Co-head-tax-exempt investments	1 Dec 2001	Other	4518377
John M. Loffredo	Co-head-tax-exempt investments	1 Dec 2001	Other	4518371
Archie James Struthers	Head-managed account team of private investors	1 Jan 2002	Other	4140190
Emmett Matthew Wright	Cio-private investors	1 Feb 2002	Other	4467205
Brian Andrew Murdock	First vice president and chief operating officer of americas region	1 Jan 2003	Other	1029254
Donald C Burke	Treasurer	1 Jan 2003	Other	4354900
Donald Charles Burke	Treasurer	1 Jan 2003	Other	4354900
Andrew John Donohue	Chief legal officer	1 Mar 2003	Other	858126
Jay Lynn Willoughby	Cio-private investors	1 May 2003	Other	1161173
Thomas D. Jones	Chief compliance officer	1 Oct 2003	Other	4722768
James Trewin Stratford	Global compliance director	1 Oct 2003	Other	4348119
James Howard Kase	Head - americas institutional channel	1 Jan 2004	Other	1500986
Glenn Charles Worman	Head of business finance	1 Mar 2004	Other	2426561
Jeffrey Hiller	First vice president and director of compliance, americas	1 Jul 2004	Other	2612970
John J. Fosina	Chief administrative officer	1 Oct 2004	Other	4011944
Donald Charles Burke	Treasurer and global head of operations	1 Dec 2004	Other	4354900
Francis Michael Porcelli	Chief operating officer	1 Mar 2005	Other	1681530
Richard Dale Wolfe	Director and head of managed account team	1 Jan 2006	Other	3200134
Denis Richard Molleur	Chief legal officer & general counsel - americas	1 May 2006	Other	2145290
Robert Scott Stanley	Chief investment officer of private investors	1 Sep 2006	Other	1981848
John J. Fosina	Chief administrative officer and chief financial officer	1 Sep 2006	Other	4011944

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Inc. Merrill Lynch Group	Owner of group	1 Dec 1993	25% - 50%	13-3408205

Based in Plainsboro

The principal office where Merrill Lynch Investment Managers LP performs its advisory services is located at 800 Scudders Mill Road, Plainsboro, NJ 08536 The mailing address of the firm is Attn: Marla Moskowitz Hesse, New York, NY 10038. An additional office of the firm is in Phoenix, AZ. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 609-282-2021 or by fax 609-282-3472. The normal business hours are 9 a.m. to 5 p.m. on Monday - Friday. You can find more information about the New York firm at www.mlim.ml.com.