ALPha Investment Consulting Group, LLC (Milwaukee)

Name: ALPha Investment Consulting Group, LLC
Address: 111 East Kilbourn Avenue, Milwaukee, WI, 53202
Telephone: 414-319-4100

ALPha Investment Consulting Group, LLC is a large advisory firm based in Milwaukee. It manages $284.6 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdiction of Wisconsin.

ALPha Investment Consulting Group provides pension consulting services and investment consulting. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

ALPha Investment Consulting Group: assets under management

The assets under management (AUM) of ALPha Investment Consulting Group, LLC is $284.6 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 263% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $284.6 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $94.87 million each.

Investments

The firm invests in investment and business development companies the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay ALPha Investment Consulting Group, LLC for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients ALPha Investment Consulting Group serves?

The only and largest group of clients of ALPha Investment Consulting Group is pension and profit sharing plans with 34 clients and $284.6 million of assets under management. Among the 8 most similar advisory firms, ALPha Investment Consulting Group has the highest percentage of pension and profit sharing plans out of all clients.

The amount of regulatory assets under management is $284.6 million for 34 clients. None of the firm’s clients are foreign persons or businesses.

ALPha Investment Consulting Group doesn't advise any private funds.

Careers at ALPha Investment Consulting Group, LLC

The company employs 9 people that are either part- or full-time employees. 44 percent of the employees work as investment advisers or researchers. 3 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Robert John Bukowski	Member, senior consultant and chief compliance officer	1 Sep 1996	Other	1005454
Polaris Point Partners	Member	1 Jan 2005	75% - 100%	20-1676212
Robert John Bukowski	Member, senior consultant and chief compliance officer	1 Dec 2008	75% - 100%	1005454
John Michael Maier	Member	1 Dec 2008	Other	2641627
Robert John Bukowski	Senior consultant, chief compliance officer and sole member	1 May 2013	75% - 100%	1005454

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Robert John Bukowski	Owner	1 Jan 2005	50% - 75%	1005454
Michael Scott Hallmann	Owner	1 Jan 2005	25% - 50%	1011224

Based in Milwaukee

The principal office where ALPha Investment Consulting Group, LLC performs its advisory services is located at 111 East Kilbourn Avenue, Milwaukee, WI 53202, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 414-319-4100 or by fax 414-319-4110. The normal business hours are 8:00 - 5:00 on Monday - Friday. You can find more information about the New York firm at alpha-investment.com.