Usicg Advisors Inc (Glastonbury)

Usicg Advisors Inc is a large advisory firm based in Glastonbury. It manages $75 million of regulatory assets for 14 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Arizona, California, and 32 other states.

Usicg Advisors provides portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, pension consulting services, and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Usicg Advisors: assets under management

The assets under management (AUM) of Usicg Advisors Inc is $75 million. The company doesn't manage any assets belonging to foreign clients.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Usicg Advisors Inc for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Usicg Advisors Inc

David Alan Hess has been acting as President since 1 Apr 1999. David Leslie Eslick joined the executive team most recently as the Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Inc. Usi Consulting Group	Shareholder	1 Apr 1999	75% - 100%	06-1053228
David Alan Hess	Treasurer/director/assistant secretary	1 Apr 1999	Other	4308128
Ernest Newborn	Secretary	1 Apr 1999	Other	3154426
Ernest Joshua Newborn	Secretary	1 Apr 1999	Other	3154426
John Arthur Oconnor	President	1 Jan 2000	Other	1070038
Douglas Joel Rubinstein	Director	1 Jan 2000	Other	4378477
Calvin Marcus Allsop	Chief investment strategist	1 Apr 2001	Other	1545229
William Michael Tremko	President	1 Mar 2003	Other	4495149
David Leslie Eslick	Director	1 Apr 2003	Other	1771164
Robert S Schneider	Treasurer / director	1 Apr 2003	Other	4650730
Robert Samuel Schneider	Treasurer / director	1 Apr 2003	Other	4650730

Indirect Owners

The SEC currently registers 4 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Usi Holdings Corporation	Shareholder - 100%	1 Apr 1994	75% - 100%	13-3771733
U.S.I. Holding Corporation	Shareholder	1 Aug 1996	75% - 100%	00-0000000
Usi Holding Corporation	Shareholder	1 Aug 1996	75% - 100%	13-3771733
Usi Insurance Services Corporation	Shareholder - 100%	1 Aug 1996	75% - 100%	13-3771734

Based in Glastonbury

The principal office where Usicg Advisors Inc performs its advisory services is located at 95 Glastonbury Blvd., Glastonbury, CT 06033, which is also the mailing address of the firm. An additional office of the firm is in New York, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 860-633-5283 or by fax 860-368-2110. The normal business hours are 8:00am to 5:00pm on Monday - Friday.