Tollefson Gustini & Co. Investment Management LLC (Washington)

Name: Tollefson Gustini & Co. Investment Management LLC
Address: 5335 Wisconsin Avenue, Nw, Washington, DC, 20015
Telephone: 202-363-6128;202-363-6131

Tollefson Gustini & Co. Investment Management LLC is a large advisory firm based in Washington. It manages $48.89 million of regulatory assets for 106 client accounts. It has been registered with the SEC as an adviser since 2003 and has operated in the jurisdictions of District of Columbia, Maryland, Texas, Virginia, and Washington.

Tollefson Gustini & Co. Investment Management provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Tollefson Gustini & Co. Investment Management: assets under management

The assets under management (AUM) of Tollefson Gustini & Co. Investment Management LLC is $48.89 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -27% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $48.89 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $461.24 thousand each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Tollefson Gustini & Co. Investment Management LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Tollefson Gustini & Co. Investment Management LLC

Susette Kirkpatrick Gustini has been acting as President since 1 Jul 2003. Alisha Michelle Weiss joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Kirsten Tollefson	Ceo	1 Jul 2003	50% - 75%	2038905
Susette Kirkpatrick Gustini	President	1 Jul 2003	50% - 75%	857189
Susette Gustini	President	1 Jul 2003	50% - 75%	857189
Alisha Michelle Weiss	Chief compliance officer	1 Aug 2003	Other	5029675
Alisha Weiss Stephens	Chief compliance officer	1 Aug 2003	Other	5029675
Susette Kirkpatrick Gustini	Chief compliance officer	1 Aug 2007	50% - 75%	857189

Based in Washington

The principal office where Tollefson Gustini & Co. Investment Management LLC performs its advisory services is located at 5335 Wisconsin Avenue, Nw, Washington, DC 20015 The mailing address of the firm is Po Box 96503, Washington, DC 20090. An additional office of the firm is in Issaquah, WA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 202-363-6128;202-363-6131 or by fax 202-315-3253. The normal business hours are 9:00am to 5:00pm on Monday - Friday. You can find more information about the New York firm at tollefsongustini.com.