Integrated Wealth Strategies, LLC (Austin)

Name: Integrated Wealth Strategies, LLC
Address: 1717 West Sixth Street, Austin, TX, 78703
Telephone: 512-291-6391

Integrated Wealth Strategies, LLC is a large advisory firm based in Austin. It manages $143.31 million of regulatory assets for 315 client accounts. It has been registered with the SEC as an adviser since 2019 and has operated in the jurisdictions of Texas and Utah.

Integrated Wealth Strategies provides financial planning services, portfolio management for individuals and small businesses, selection of other advisers, and educational seminars and workshops. It prepares financial plans for more than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Integrated Wealth Strategies: assets under management

The assets under management (AUM) of Integrated Wealth Strategies, LLC is $143.31 million. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $132.7 million in discretionary accounts and $10.61 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $446.79 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $589.7 thousand.

Investments

The firm invests in other assets the most. They account for 59% of the total AUM. The second-largest asset type is exchange traded securities, which make up 23% of the firm’s portfolio. Investments in investment and business development companies form 9% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Integrated Wealth Strategies, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Integrated Wealth Strategies serves?

The firm provides services to individuals, high net worth individuals, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Integrated Wealth Strategies is high net worth individuals with 66 clients and $106.23 million of assets under management. Among the 14 most similar advisory firms, Integrated Wealth Strategies has the 4th highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $143.31 million for 251 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Integrated Wealth Strategies doesn't advise any private funds.

Careers at Integrated Wealth Strategies, LLC

The company employs 5 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 5 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Anita Lynne Wiggins	Managing member	1 Oct 2010	50% - 75%	1435530
Daniel Clayton Caswell	Managing member	1 Aug 2013	50% - 75%	4541666
Austin T Caswell	Chief compliance officer	1 Apr 2019	Other	5806108

Based in Austin

The principal office where Integrated Wealth Strategies, LLC performs its advisory services is located at 1717 West Sixth Street, Austin, TX 78703, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 512-291-6391 or by fax 512-291-6408. The normal business hours are by appointment only on Monday - Friday. You can find more information about the New York firm at wealthadvise.com and its LinkedIn profile.