United Securities Alliance, Inc. (Englewood)

Name: United Securities Alliance, Inc.
Address: 9800 Mt. Pyramid Court, Englewood, CO, 80112
Telephone: 720-384-9199

United Securities Alliance, Inc. is a large advisory firm based in Englewood. It manages $43.8 million of regulatory assets for 490 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdictions of Arizona, California, Colorado, and 5 other states.

United Securities Alliance provides financial planning services, portfolio management for individuals and small businesses, and pension consulting services. It prepares financial plans for more than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

United Securities Alliance: assets under management

The assets under management (AUM) of United Securities Alliance, Inc. is $43.8 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 10% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $43.8 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $89.39 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay United Securities Alliance, Inc. for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and commissions. Commissions are paid and earned by the adviser when a trade or a sales of an investment is made. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at United Securities Alliance, Inc.

Jose Antonio Padilla has been acting as President since 1 Dec 2003. Michael Washington Jones joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Usa Holdings Inc	Owner	1 Jan 1999	75% - 100%	84-1485094
Jon Richard Pearn	Chief compliance officer	1 Mar 2002	Other	2468810
Dean Allen Rager	Director / president	1 Mar 2002	Other	2852133
Dana Lawrence Woodbury	Director / financial operations principal / vice president of marketing	1 Apr 2002	Other	1012797
Diandra Lynn Mcwilliams	Srop/crop	1 Jun 2003	Other	4024284
Patrick Emanuel Sutherland	Fnop	1 Nov 2003	Other	3042322
Dana Loraine Davis	Ria principal	1 Nov 2003	Other	1715382
Dean Allen Rager	Insurance principal	1 Dec 2003	Other	2852133
Jose Antonio Padilla	Director/president	1 Dec 2003	Other	1925223
Shawna Rae Meyer	Fnop	1 Jul 2004	Other	4746163
Michael Edward Gillespie	Ria compliance officer	1 Sep 2004	Other	4237659
Jon Richard Pearn	Director, chief operating officer	1 Mar 2005	Other	2468810
Jeffrey James Cannella	Chief compliance officer, srop/crop	1 Mar 2005	Other	2236889
Inc. Us Alliance Holdings	Owner	1 Jul 2005	75% - 100%	20-3207701
Dana Loraine Davis	Insurance principal, ria/cco	1 Oct 2005	Other	1715382
Michael Washington Jones	Executive vice president	1 Jul 2006	Other	3248874
Jon Richard Pearn	President	1 Jul 2006	Other	2468810
Jon Richard Pearn	President	1 Aug 2006	Other	2468810
Michael Washington Jones	Executive vice president / director	1 Aug 2006	Other	3248874
Patrick Emanuel Sutherland	Director	1 Aug 2006	Other	3042322
Ronald Keith Bloomingkemper	Chairman of board	1 Aug 2006	25% - 50%	1087036
Ronald James Petrinovich	Director	1 Aug 2006	Other	1099207
Jeffrey James Cannella	President, chief compliance officer, srop/crop	1 Mar 2007	Other	2236889
Shawna Rae Meyer	Vice president	1 Mar 2007	Other	4746163
Patrick Emanuel Sutherland	Director/finop	1 Mar 2007	Other	3042322
Michael Washington Jones	Chief compliance officer	1 Oct 2010	Other	3248874

Indirect Owners

The SEC currently registers 6 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Ronald Keith Bloomingkemper	Shareholder	1 Jan 1999	25% - 50%	1087036
Ronald James Petrinovich	Shareholder	1 Jul 2000	Other	1099207
Inc. Insigne	Shareholder	1 Oct 2000	50% - 75%	35-2001705
Michael Washington Jones	Owner	1 Oct 2000	50% - 75%	3248874
Patrick Emanuel Sutherland	Owner	1 Oct 2000	50% - 75%	3042322
Inc. Insigne Consulting	Shareholder	1 Oct 2000	50% - 75%	35-2001705

Based in Englewood

The principal office where United Securities Alliance, Inc. performs its advisory services is located at 9800 Mt. Pyramid Court, Englewood, CO 80112, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 720-384-9199 or by fax 303-256-8034. The normal business hours are 8:00 am - 4:00 pm on Monday - Friday. You can find more information about the New York firm at www.unitedsecuritiesalliance.com.