Mortgage Opportunities Capital LLC (Los Angeles)

Mortgage Opportunities Capital LLC is a large advisory firm based in Los Angeles. It manages $170.98 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2018 and has operated in the jurisdiction of California.

Mortgage Opportunities Capital provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Mortgage Opportunities Capital: assets under management

The assets under management (AUM) of Mortgage Opportunities Capital LLC is $170.98 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -6% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $170.98 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $170.98 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Mortgage Opportunities Capital LLC for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Mortgage Opportunities Capital serves?

The only and largest group of clients of Mortgage Opportunities Capital is pooled investment vehicles with 1 clients and $170.98 million of assets under management. Among the 9 most similar advisory firms, Mortgage Opportunities Capital has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $170.98 million for 1 clients. None of the firm’s clients are foreign persons or businesses.

Mortgage Opportunities Capital doesn't advise any private funds.

Careers at Mortgage Opportunities Capital LLC

The company employs 20 people that are either part- or full-time employees. 65 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Doubleline Mortgage Opportunities Master Fund Lp	Sole member	1 Sep 2018	75% - 100%	98-1348639
Neal L Zalvan	Chief compliance officer	1 Sep 2018	Other	5127941

Indirect Owners

The SEC currently registers 4 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Doubleline Capital Gp Llc	General partner	1 Dec 2009	Other	61-1609044
Jeffrey Edward Gundlach	Sole member	1 Sep 2010	75% - 100%	5743631
Doubleline Gp Holdings Lp	General partner	1 Oct 2016	Other	27-3161422
Doubleline Mortgage Opportunities Gp Llc	General partner	1 Sep 2018	Other	27-3161422

Based in Los Angeles

The principal office where Mortgage Opportunities Capital LLC performs its advisory services is located at 333 South Grand Avenue, Los Angeles, CA 90071, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 213-633-8200 or by fax 213-633-8398. The normal business hours are 8:00 a.m. - 5:00 p.m. on Monday - Friday.