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Smith Whiley & Co (Hartford)


Smith Whiley & Co is a large advisory firm based in Hartford. It manages $91.72 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Connecticut.

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Smith Whiley & provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Smith Whiley &: assets under management

The assets under management (AUM) of Smith Whiley & Co is $91.72 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 104% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $91.72 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $30.57 million each.
Smith Whiley & has custody of $91.72 million in cash and securities for 3 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Smith Whiley & Co for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Based in Hartford

The principal office where Smith Whiley & Co performs its advisory services is located at 242 Trumbull Street, Hartford, CT 06103 1213, which is also the mailing address of the firm. An additional office of the firm is in Evanston, IL. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 860-548-2513 or by fax 860-548-2518. The normal business hours are 8:30 to 5:30 on Monday - Friday. You can find more information about the New York firm at www.smithwhiley.com.


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