Pacific Mountain Advisors, Inc. (Scotts Valley)

Name: Pacific Mountain Advisors, Inc.
Address: 5619 Scotts Valley Drive, Scotts Valley, CA, 95066
Telephone: 831-706-2761

Pacific Mountain Advisors, Inc. is an adviser based in Scotts Valley. It manages $42.74 million of regulatory assets for 397 client accounts. It has been registered with the SEC as an adviser since 2010 and has operated in the jurisdiction of California.

Pacific Mountain Advisors provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and selection of other advisers. It prepares financial plans for more than 50 clients. On top of advisory services, the firm doesn't engage in other business activities.

Pacific Mountain Advisors: assets under management

The assets under management (AUM) of Pacific Mountain Advisors, Inc. is $42.74 million. The firm's AUM has grown by 22% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $41.7 million in discretionary accounts and $1.04 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $118.82 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $22.57 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Pacific Mountain Advisors, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Pacific Mountain Advisors, Inc.

Pacific Mountain Advisors, Inc. is owned by Joseph Dominic Sundram. Rosalyn Ellen Huffman joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Michael Francis Meara	President and chief compliance officer	1 Apr 2001	75% - 100%	1317607
Joseph Dominic Sundram	Owner	1 Sep 2003	Other	4822087
Mary Beth Sundram	Owner	1 Dec 2003	Other	4822089
Philip Shear	Owner	1 Dec 2009	Other	5776653
Rosalyn Ellen Huffman	Chief compliance officer	1 Sep 2010	Other	5904527

Based in Scotts Valley

The principal office where Pacific Mountain Advisors, Inc. performs its advisory services is located at 5619 Scotts Valley Drive, Scotts Valley, CA 95066, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 831-706-2761 or by fax 831-431-6134. The normal business hours are 9:00 a.m.-5:00 p.m. on Monday - Friday. You can find more information about the New York firm at www.pacificmountainadvisors.com.