Leung, Ka Ki Kenneth (Fremont)

Name: Leung, Ka Ki Kenneth
Address: 39560 Stevenson Place, Fremont, CA, 94539
Telephone: 5107929395

Leung, Ka Ki Kenneth is a large advisory firm based in Fremont. It manages $121.79 million of regulatory assets for 135 client accounts. It has been registered with the SEC as an adviser since 2016 and has operated in the jurisdictions of California and Texas.

Leung, Ka Ki Kenneth provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.

Leung, Ka Ki Kenneth: assets under management

The assets under management (AUM) of Leung, Ka Ki Kenneth is $121.79 million. The company doesn't manage any assets belonging to foreign clients.

Investments

The firm invests in investment and business development companies the most. They account for 85% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 11% of the firm’s portfolio. Investments in exchange traded securities form 2% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Leung, Ka Ki Kenneth for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Leung, Ka Ki Kenneth serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Leung, Ka Ki Kenneth is high net worth individuals with 37 clients and $75.89 million of assets under management. Among the 11 most similar advisory firms, Leung, Ka Ki Kenneth has the 5th lowest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $119.2 million for 130 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Leung, Ka Ki Kenneth doesn't advise any private funds.

Careers at Leung, Ka Ki Kenneth

The company employs 3 people that are either part- or full-time employees. 33 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Ka Ki Kenneth Leung	Cco	1 Oct 2016	75% - 100%	5294353

Based in Fremont

The principal office where Leung, Ka Ki Kenneth performs its advisory services is located at 39560 Stevenson Place, Fremont, CA 94539, which is also the mailing address of the firm. An additional office of the firm is in Menlo Park, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 5107929395 or by fax 5108943974. The normal business hours are 9am - 5pm on Monday - Friday. You can find more information about the New York firm at millarfinancial.com.