Resilience Management, LLC (Cleveland)


Resilience Management, LLC is a large advisory firm based in Cleveland. It manages $621.49 million of regulatory assets for 16 client accounts. It has been registered with the SEC as an adviser since 2014 and has operated in the jurisdictions of Florida and Ohio.

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Resilience Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Resilience Management: assets under management

The assets under management (AUM) of Resilience Management, LLC is $621.49 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 112% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $621.49 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $38.84 million each.
Resilience Management has custody of $621.49 million in cash and securities for 16 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Resilience Management, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Resilience Management serves?

The only and largest group of clients of Resilience Management is pooled investment vehicles with 16 clients and $621.49 million of assets under management. Among the 12 most similar advisory firms, Resilience Management has the 2nd highest percentage of pooled investment vehicles out of all clients.


The amount of regulatory assets under management is $621.49 million for 16 clients. None of the firm’s clients are foreign persons or businesses.

Resilience Management also advises several private funds. Namely, sixteen private equity funds. The minimum investment commitment required of non-related persons ranges from $5,000 to $5,000,000.

Careers at Resilience Management, LLC

The company employs 16 people that are either part- or full-time employees. 56 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers



Name Entity Date acquired Ownership Employer ID
Bassem Andy Mansour Co-ceo & manager 1 Aug 2001 Other 2626872
Steven Harlan Rosen Co-ceo & manager 1 Aug 2001 Other 2031723
Llc Resilience Intermediate Member 1 Dec 2013 75% - 100% 38-3934087
Christopher John Clair Cco/controller 1 Jan 2014 Other 5656217
Chad F Hesse Clo and co-cco 1 Mar 2017 Other 6771390

Indirect Owners

The SEC currently registers 3 indirect owners.

Name Entity Date acquired Ownership Employer ID
Steven Harlan Rosen Co-ceo and stockholder 1 Dec 2013 50% - 75% 2031723
Bassem Andy Mansour Co-ceo and stockholder 1 Dec 2013 50% - 75% 2626872
Inc. Rmi Holdings Manager and member 1 Dec 2013 75% - 100% 46-4230635

Based in Cleveland

The principal office where Resilience Management, LLC performs its advisory services is located at 25101 Chagrin Blvd, Cleveland, OH 44122, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 216-292-0200 or by fax 216-292-4750. The normal business hours are 8a-5p on Monday - Friday. You can find more information about the New York firm at resiliencecapital.com.