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Silver Spring Investment Advisors, LLC (Norwalk)


Silver Spring Investment Advisors, LLC is a mid-sized advisory firm based in Norwalk. It manages $47 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2010 and has operated in the jurisdiction of Connecticut.

Silver Spring Investment Advisors provides portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Silver Spring Investment Advisors: assets under management

The assets under management (AUM) of Silver Spring Investment Advisors, LLC is $47 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -81% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $47 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $47 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Silver Spring Investment Advisors, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 12 indirect owners.

Name Entity Date acquired Ownership Employer ID
David Andrew Bryson Member 1 Apr 2000 75% - 100% 2511402
Bart Christopher Gutekunst Member 1 Sep 2003 75% - 100% 1040554
James Perry Gillies Member 1 Oct 2005 75% - 100% 1502346
Richard Edward Pereira Member 1 Sep 2009 75% - 100% 5077032
Llc Bcg Capital Member 1 Oct 2009 Other 81-0671157
Llc Bryson Holdings Member 1 Oct 2009 25% - 50% 47-6255345
Llc Upperline Member 1 Oct 2009 Other xxx-xx-xxxx
Llc Lyric Private Equity Member 1 Oct 2009 Other 56-2548939
Llc Rep Holdings Member 1 Oct 2009 Other xxx-xx-xxxx
Donald (Nmn) Porter Member 1 Oct 2009 75% - 100% 5077040
Llc Bcg Capital Member 1 Nov 2010 75% - 100% 81-0671257
Luciano Rafael Nicasio Member 1 Mar 2011 75% - 100% 2055683

Based in Norwalk

The principal office where Silver Spring Investment Advisors, LLC performs its advisory services is located at 50 Washington Street, Norwalk, CT 06854, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 203-358-9021 EXT 963 or by fax 203-702-5380. The normal business hours are 8:30-5:30 on Monday - Friday.


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