Stone Eagle Investments LLC (Winter Garden)

Name: Stone Eagle Investments LLC
Address: 15624 Kinnow Mandarin Ln, Winter Garden, FL, 34787
Telephone: +852 98425006

Stone Eagle Investments LLC is an adviser based in Winter Garden. It manages $647 thousand of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2017 and has operated in the jurisdiction of Texas.

Stone Eagle Investments provides financial planning services, portfolio management for individuals and small businesses, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Stone Eagle Investments: assets under management

The assets under management (AUM) of Stone Eagle Investments LLC is $647 thousand, all of which is managed in discretionary accounts. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $647 thousand in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $323.5 thousand each.

Stone Eagle Investments has custody of $647 thousand in cash and securities for 2 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in exchange traded securities the most. They account for 40% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 38% of the firm’s portfolio. Investments in investment and business development companies form 22% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Stone Eagle Investments LLC for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Stone Eagle Investments serves?

The only and largest group of clients of Stone Eagle Investments is individuals with 2 clients and $647 thousand of assets under management. Among the 3 most similar advisory firms, Stone Eagle Investments has the 2nd highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $647 thousand for 2 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Stone Eagle Investments doesn't advise any private funds.

Careers at Stone Eagle Investments LLC

The company employs 1 person that is either a part- or full-time employee. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Edward John Harris	Chief executive officer chief compliance officer	1 Apr 2017	Other	6799745
Emily Lee Harris	Managing member	1 Apr 2017	75% - 100%	5171223
Emily Lee Chan	Managing member	1 Apr 2017	75% - 100%	5171223
Edward J Harris	Chief executive officer chief compliance officer	1 Apr 2017	75% - 100%	6799745
Emily L Chan	Managing member	1 Apr 2017	75% - 100%	5171223

Based in Winter Garden

The principal office where Stone Eagle Investments LLC performs its advisory services is located at 15624 Kinnow Mandarin Ln, Winter Garden, FL 34787 The mailing address of the firm is 13506 Summerport Village Pky, Windermere, FL 34786. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number +852 98425006. The normal business hours are by appointment on Monday - Friday. You can find more information about the New York firm at facebook.com/stoneeagleinvestments/.