Tro Advisors, Inc. (Irvine)

Tro Advisors, Inc. is a large advisory firm based in Irvine. It manages $26 million of regulatory assets for 20 client accounts. It has been registered with the SEC as an adviser since 2003 and has operated in the jurisdiction of California.

Tro Advisors provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Tro Advisors: assets under management

The assets under management (AUM) of Tro Advisors, Inc. is $26 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 478% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $26 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.3 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Tro Advisors, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Tro Advisors, Inc.

Garrett Thomas Waters has been acting as President since 1 Jul 2005. Inc. Tro Advisors joined the executive team most recently as the Ceo.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Thomas Randolph Orbach	Ceo	1 Oct 2003	75% - 100%	1402751
Inc. Tro Advisors	Ceo	1 Nov 2003	75% - 100%	129562
Garrett Thomas Waters	President	1 Jul 2005	25% - 50%	4540929

Based in Irvine

The principal office where Tro Advisors, Inc. performs its advisory services is located at 2212 Dupont Drive, Irvine, CA 92612, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.