Bny Investment Center Inc. (New York)

Bny Investment Center Inc. is a large advisory firm based in New York. It manages $208.45 million of regulatory assets for 400 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 30 other states.

Bny Investment Center provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Bny Investment Center: assets under management

The assets under management (AUM) of Bny Investment Center Inc. is $208.45 million. The firm's AUM has grown by 20% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $24.1 million in discretionary accounts and $184.35 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $192.8 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $670.36 thousand.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Bny Investment Center Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Bny Investment Center Inc.

John Pugliese has been acting as President since 1 Mar 1999. Matthew William Kearney joined the executive team most recently as the Srop.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Thomas J. Mastro	Treasurer	1 Mar 1999	Other	3242279
John Pugliese	Director	1 Mar 1999	Other	2954229
The Bank Of New York	Shareholder	1 Mar 1999	75% - 100%	13-5160382
Patricia Ann Bicket	Secretary	1 Jan 2001	Other	4030557
Serina Anna Pecora	Vice president/director	1 Mar 2002	Other	2623108
Christopher Joseph Taylor	Director	1 Mar 2002	Other	4793398
Ted Abenstein	Principal/asst. vice president/rop/municipal bond principal/crop	1 Feb 2003	Other	1658265
Leslie Villani Godridge	Director	1 Jul 2003	Other	4794156
Frank Lupo	Finop	1 Aug 2003	Other	1807297
Joseph Anthony Suarato	Director of operations	1 Dec 2003	Other	2120397
Richard Frederick Brueckner	Chairman/director	1 Jan 2004	Other	878486
Raymond Joseph Dorado	Director	1 Apr 2004	Other	4807513
Kent Richard Lorentzen	President/chief operating officer	1 May 2004	Other	1305556
Richard F Dziedziula	Chief compliance officer	1 May 2005	Other	1614791
Felicia Ann Antonio	Chief compliance officer	1 Dec 2005	Other	2085690
Adam Michael Israel	Director	1 Jan 2006	Other	1217606
Paul Philip Jr Saitta	Director	1 Jun 2006	Other	1747610
Martin James Mangialardi	Director	1 Aug 2006	Other	1837239
David Carl Massa	Srop	1 Aug 2006	Other	1830099
Otto Jr Arias	Chief operating officer, msrb principal	1 Sep 2006	Other	4837839
Brett Michael Fiden	Trading supervisor	1 Sep 2006	Other	1907859
James Patrick Duffy	Osj principal	1 Sep 2006	Other	1947171
Otto Jr Arias	Vice president/chief administrative officer/acting head of bny investment center, inc.	1 Oct 2006	Other	4837839
Gary Mitchell Strumeyer	Director	1 Nov 2006	Other	1157466
Russel Alan Burr	Director	1 Nov 2006	Other	xxx-xx-xxxx
Matthew William Kearney	Srop	1 Jun 2007	Other	2588271

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Inc. The Bank Of New York Company	Shareholder	1 Mar 1999	75% - 100%	13-2614959
The Bank Of New York Mellon Corporation	Shareholder	1 Mar 1999	75% - 100%	13-2614959

Based in New York

The principal office where Bny Investment Center Inc. performs its advisory services is located at 1633 Broadway, 9 Th Floor, New York, NY 10019, which is also the mailing address of the firm. An additional office of the firm is in Dallas, TX. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (212) 237-0734 or by fax 212-237-0727. The normal business hours are 9:00am to 5:00pm on Monday - Friday.