Fair Oaks Capital Limited (London, England)

Name: Fair Oaks Capital Limited
Address: 1 Albemarle Street, London, England, W1 S 4 Ha
Telephone: +44 203 034 0400

Fair Oaks Capital Limited is a large advisory firm based in London, England. It manages $2.24 billion of regulatory assets for 8 client accounts. It has been registered with the SEC as an adviser since 2017.

Fair Oaks Capital Limited provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Fair Oaks Capital Limited: assets under management

The assets under management (AUM) of Fair Oaks Capital Limited is $2.24 billion. The firm's AUM has grown by 37% since the beginning of its operation, and $2.24 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $2.23 billion in discretionary accounts and $16.29 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $317.86 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $16.29 million.

Investments

The firm invests in other assets the most. They account for 96% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 4% of the firm’s portfolio.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Fair Oaks Capital Limited for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Miguel Ramos Fuentenebro serves?

The firm provides services to pooled investment vehicles and pension and profit sharing plans. The largest group of clients of Miguel Ramos Fuentenebro is pooled investment vehicles with 6 clients and $1.33 billion of assets under management. Among the 7 most similar advisory firms, Fair Oaks Capital Limited has the 3rd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $2.1 billion for 7 clients. 100% of the firm’s clients are foreign persons or businesses.

Fair Oaks Capital Limited doesn't advise any private funds.

Careers at Fair Oaks Capital Limited

The company employs 13 people that are either part- or full-time employees. 54 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Miguel Ramos Fuentenebro has been acting as President since 1 Oct 2012. Kudu Investment Management Llc joined the executive team most recently as the Shareholder.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Miguel Ramos Fuentenebro	Director	1 Oct 2012	50% - 75%	6858126
Roger Coyle	Director	1 Apr 2015	25% - 50%	6858155
Charles Edward Carvell	General counsel and chief compliance officer	1 Nov 2015	Other	6863202
Kudu Investment Management Llc	Shareholder	1 Feb 2019	25% - 50%	174350

Indirect Owners

The SEC currently registers 6 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Inc. Guilford Holdings	Shareholder	1 Aug 2006	75% - 100%	20-5264121
Ltd. White Mountains Insurance Group	Shareholder	1 Sep 2017	75% - 100%	94-2708455
Inc. White Mountains Capital	Member	1 Feb 2018	75% - 100%	57-1163892
Jonathan Adam Cramer	Director	1 Feb 2018	Other	4057220
George Manning Rountree	Director	1 Feb 2018	Other	5655569
Wesley Conger Bell	Director	1 Feb 2018	Other	6912751

Based in London, England

The principal office where Fair Oaks Capital Limited performs its advisory services is located at 1 Albemarle Street, London, England, W1 S 4 Ha, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number +44 203 034 0400. The normal business hours are 9:00 am to 6:00 pm on Monday - Friday. You can find more information about the New York firm at fairoakscap.com.