Macquarie Allegiance Capital, LLC (Los Angeles)

Name: Macquarie Allegiance Capital, LLC
Address: 555 South Flower Street, Los Angeles, CA, 90071
Telephone: 213-233-4500

Macquarie Allegiance Capital, LLC is a large advisory firm based in Los Angeles. It manages $2.86 billion of regulatory assets for 2,834 client accounts. It has been registered with the SEC as an adviser since 2008 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 48 other states.

Macquarie Allegiance Capital provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Macquarie Allegiance Capital: assets under management

The assets under management (AUM) of Macquarie Allegiance Capital, LLC is $2.86 billion, all of which is managed in discretionary accounts. The firm's AUM has gone down by -25% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $2.86 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.01 million each.

Macquarie Allegiance Capital has custody of $33.4 million in cash and securities for 1 client in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Macquarie Allegiance Capital, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Macquarie Allegiance Capital, LLC

Robert Ian Bernstein has been acting as President since 1 Jan 2009. Brian Lawrence Murray joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Allegiance Capital Inc	Owner/member	1 Apr 2002	25% - 50%	104755
William Kenneth Mawhorter	Board/executive committee/managing member	1 Apr 2002	Other	323598
Mark Gregory Torline	Board/executive committee/managing member	1 Apr 2002	Other	1902682
Robert Earl Southard	Executive committee/managing member	1 Apr 2002	Other	431074
Kurt Thomas Phares	Executive committee/managing member	1 Apr 2002	Other	716174
Alexander Lawrence Popof	Board/executive committee, cfo, chief compliance officer, managing member	1 Jan 2004	Other	1888239
Macquarie Affiliated Managers Allegiance (Usa) Inc.	Owner/member	1 Jun 2008	50% - 75%	26-2103542
Louise Walker	Board/executive committee, managing member	1 Jun 2008	Other	5507222
Benjamin Matthaus Bruck	Board/executive committee, managing member	1 Jun 2008	Other	4992771
Dean Stewart	Board committee / managing member	1 Jun 2008	Other	5570281
Macquarie Affiliated Managers Holdings (Usa) Inc.	Owner/member	1 Jun 2008	75% - 100%	26-2103542
Robert Ian Bernstein	Executive committee/director	1 Jan 2009	Other	2400964
Andrew Sean Cooney	Executive committee/director	1 Jan 2009	Other	2319084
Graham Thomas Mcdevitt	Executive committee/director	1 Jan 2009	Other	5621753
Brett Alan Byrd	Chief compliance officer	1 Jan 2009	Other	2237058
Gerhard Naude	Executive committee/director	1 Feb 2009	Other	5656009
Brian Lawrence Murray	Chief compliance officer	1 Feb 2011	Other	3130285

Indirect Owners

The SEC currently registers 6 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Macquarie Bank Limited	Indirect owner	1 Apr 2007	75% - 100%	98-0163788
Macquarie Group Limited	Indirect owner	1 Nov 2007	75% - 100%	foreign entity
Macquarie B.H. Pty Ltd	Indirect owner	1 Nov 2007	75% - 100%	foreign entity
Macquarie Americas Holdings Pty Ltd	Indirect owner	1 Nov 2007	75% - 100%	foreign entity
Macquarie Funding Holdings Inc.	Indirect owner	1 Nov 2007	75% - 100%	26-5913559
Macquarie Fg Holdings Inc.	Indirect owner	1 Jun 2008	75% - 100%	26-2864605

Based in Los Angeles

The principal office where Macquarie Allegiance Capital, LLC performs its advisory services is located at 555 South Flower Street, Los Angeles, CA 90071, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 213-233-4500 or by fax 213-233-4579. The normal business hours are 6:00 a.m. to 4:00 p.m. pacific time on Monday - Friday. You can find more information about the New York firm at www.macquarieallegiance.com.