Klein Pavlis Financial Inc (Newport Beach)

Name: Klein Pavlis Financial Inc
Address: 1300 Bristol St North Ste 175, Newport Beach, CA, 92660
Telephone: 949-756-3205

Klein Pavlis Financial Inc is a large advisory firm based in Newport Beach. It manages $41.87 million of regulatory assets for 650 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of California.

Klein Pavlis Financial provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Klein Pavlis Financial: assets under management

The assets under management (AUM) of Klein Pavlis Financial Inc is $41.87 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -10% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $41.87 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $64.41 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Klein Pavlis Financial Inc for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Klein Pavlis Financial Inc

Eva Alma Klein has been acting as President since 1 Nov 1993. Stephan Glenn Peasley joined the executive team most recently as the President.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Gerald Howard Klein	Vice president	1 Nov 1993	Other	602023
Judith Ann Pavlis	Secretary/treasurer	1 Nov 1993	50% - 75%	4405873
Eva Alma Klein	President	1 Nov 1993	50% - 75%	4405880
Stephan Glenn Peasley	President	1 Aug 2001	50% - 75%	4450415

Based in Newport Beach

The principal office where Klein Pavlis Financial Inc performs its advisory services is located at 1300 Bristol St North Ste 175, Newport Beach, CA 92660, which is also the mailing address of the firm. An additional office of the firm is in Monarch Beach, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 949-756-3205 or by fax 949-756-3209. The normal business hours are 9am-5pm on Monday - Friday. You can find more information about the New York firm at www.investtalk.com.