Nbw Capital LLC (Boston)

Name: Nbw Capital LLC
Address: 101 Federal Street, Boston, MA, 02110
Telephone: 617-482-2222

Nbw Capital LLC is a large advisory firm based in Boston. It manages $341.36 million of regulatory assets for 577 client accounts. It has been registered with the SEC as an adviser since 2014 and has operated in the jurisdictions of California, Colorado, Connecticut, and 13 other states.

Nbw Capital provides portfolio management for individuals and small businesses and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Nbw Capital: assets under management

The assets under management (AUM) of Nbw Capital LLC is $341.36 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -50% since the beginning of its operation, and $6.33 million of the total AUM is attributable to clients outside of the United States.

The firm manages $341.36 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $591.61 thousand each.

Nbw Capital has custody of $33.28 million in cash and securities for 35 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in exchange traded securities the most. They account for 84% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 10% of the firm’s portfolio. Investments in investment grade corporate bonds form 5% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Nbw Capital LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Nbw Capital serves?

The firm provides services to individuals and corporations or other businesses. The largest group of clients of Nbw Capital is individuals with 268 clients and $221.82 million of assets under management. Among the 12 most similar advisory firms, Nbw Capital has the 2nd highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $264.29 million for 286 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 2% of the firm’s clients are foreign persons or businesses.

Nbw Capital doesn't advise any private funds.

Careers at Nbw Capital LLC

The company employs 9 people that are either part- or full-time employees. 33 percent of the employees work as investment advisers or researchers. 3 employees are registered as investment adviser representatives with the state securities authorities.

There are 2 people with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Christopher Malcolm Blakely	Partner	1 Mar 2013	25% - 50%	4575750
Bernard Eugene Niedermeyer	Partner	1 Mar 2013	50% - 75%	4345857
Michael Thomas Whitney	Partner	1 Mar 2013	Other	2970097
Kellie Ann Aiello	Chief compliance officer	1 Jan 2014	Other	6318269

Based in Boston

The principal office where Nbw Capital LLC performs its advisory services is located at 101 Federal Street, Boston, MA 02110, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 617-482-2222 or by fax 617-482-8484. The normal business hours are 9:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at nbwcapital.com/.