J O Hambro Capital Management Limited (London)

Name: J O Hambro Capital Management Limited
Address: 1 St James's Market, London, Sw1 Y 4 Ah
Telephone: +44 20 7747 5678

J O Hambro Capital Management Limited is a large advisory firm based in London. It manages $40.43 billion of regulatory assets for 80 client accounts. It has been registered with the SEC as an adviser since 2016.

J O Hambro Capital Management Limited provides portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and family office/sovereign wealth funds. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

J O Hambro Capital Management Limited: assets under management

The assets under management (AUM) of J O Hambro Capital Management Limited is $40.43 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 30% since the beginning of its operation, and $25.62 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $40.43 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $505.41 million each.

Investments

The firm invests in exchange traded securities the most. They account for 94% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 6% of the firm’s portfolio.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay J O Hambro Capital Management Limited for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Suzy A E G Neubert serves?

The firm provides services to insurance companies, investment companies, other investment advisers, pooled investment vehicles, pension and profit sharing plans, state or municipal government entities, and sovereign wealth funds and foreign official institutions. The largest group of clients of Suzy A E G Neubert is pooled investment vehicles with 44 clients and $24.2 billion of assets under management. Among the 9 most similar advisory firms, J O Hambro Capital Management Limited has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $40.36 billion for 93 clients. 66% of the firm’s clients are foreign persons or businesses.

J O Hambro Capital Management Limited also advises several private funds.

Careers at J O Hambro Capital Management Limited

The company employs 124 people that are either part- or full-time employees. 32 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There are 2 people with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees receive compensation from other entities for client referrals.

Suzy A E G Neubert has been acting as President since 1 May 2006. Markus Siegfried Lewandowski joined the executive team most recently as the Chief Operating Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Margret Helen Vaughan	Chief operating officer	1 Nov 2004	Other	5082315
Suzy A E G Neubert	Director	1 May 2006	Other	5569750
J O Hambro Capital Management Holdings Limited	Holding company	1 Oct 2011	75% - 100%	ein
Alexander Thomas Black	Investment director	1 Nov 2011	Other	5999298
Brian Vincent Wright	Director	1 Feb 2013	Other	6185884
Christina Kelly Grove	Chief compliance officer	1 Nov 2016	Other	5104601
Kenneth Roderick Lambden	Chief executive officer	1 Nov 2016	Other	6135993
Stephen Donald Lynn	Director/chief financial officer	1 Feb 2018	Other	7008181
Emilio Gonzalez	Director/chief executive officer	1 Aug 2018	Other	4988261
Markus Siegfried Lewandowski	Chief operating officer	1 Mar 2019	Other	7100062

Indirect Owners

The SEC currently registers 7 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Btim Uk Limited	100% holding company	1 Oct 2011	75% - 100%	ein
Bt Investment Management Limited	100% holding company	1 Oct 2011	75% - 100%	ein
Pendal Group Limited	100% holding company	1 Oct 2011	75% - 100%	ein
Pendal Uk Limited	100% holding company	1 Oct 2011	75% - 100%	ein
Westpac Financial Services Group Limited	29% indirect holding company	1 Oct 2011	25% - 50%	ein
Westpac Equity Holdings Pty Limited	Indirect holding company	1 Oct 2011	25% - 50%	ein
Westpac Banking Corporation Limited	Shareholder	1 Oct 2011	25% - 50%	98-6008211

Based in London

The principal office where J O Hambro Capital Management Limited performs its advisory services is located at 1 St James's Market, London, Sw1 Y 4 Ah, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number +44 20 7747 5678 or by fax +44 20 7747 5647. The normal business hours are 9 to 5.30 uk time on Monday - Friday. You can find more information about the New York firm at johcm.co.uk.