Krumrei & Ross, Inc. (Moraga)


Krumrei & Ross, Inc. is a large advisory firm based in Moraga. It manages $121.86 million of regulatory assets for 184 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdictions of California and Oregon.

Krumrei & Ross provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Krumrei & Ross: assets under management

The assets under management (AUM) of Krumrei & Ross, Inc. is $121.86 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 93% since the beginning of its operation, and $1.04 million of the total AUM is attributable to clients outside of the United States.

The firm manages $121.86 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $662.29 thousand each.

Investments

The firm invests in exchange traded securities the most. They account for 68% of the total AUM. The second-largest asset type is state and local bonds, which make up 24% of the firm’s portfolio. Investments in cash and cash equivalents form 6% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Krumrei & Ross, Inc. for their services and products based on a percentage of assets under management and hourly charges. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Lori V Krumrei serves?

The firm provides services to individuals, high net worth individuals, and pension and profit sharing plans. The largest group of clients of Lori V Krumrei is high net worth individuals with 38 clients and $100.94 million of assets under management. Among the 9 most similar advisory firms, Krumrei & Ross has the 3rd highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $121.86 million for 107 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 1% of the firm’s clients are foreign persons or businesses.

Krumrei & Ross doesn't advise any private funds.

Careers at Krumrei & Ross, Inc.

The company employs 3 people that are either part- or full-time employees. 33 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Lori V Krumrei has been acting as President since 1 Jan 2005. Lori Ann Vanhart joined the executive team most recently as the President.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Renee Rae Ross Vice president 1 Mar 1983 50% - 75% 4373224
Dennis Earl Ross President 1 Mar 1983 50% - 75% 404967
Lori Ann Vanhart Portfolio manager 1 Jul 2000 Other 1222472
Wayne Krumrei Chief compliance officer 1 Jan 2004 50% - 75% 4895809
Lori V Krumrei President 1 Jan 2005 50% - 75% 1222472
Lori Ann Vanhart President 1 Jan 2005 50% - 75% 1222472
Dennis Earl Ross Ceo 1 Jan 2005 Other 404967

Based in Moraga

The principal office where Krumrei & Ross, Inc. performs its advisory services is located at 1600 School St #101, Moraga, CA 94556, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 925-376-4712 or by fax 925-376-3459. The normal business hours are 8:30am to 5pm on Monday - Friday.