Sullivan Bruyette Speros & Blayney Inc (Mclean)

Name: Sullivan Bruyette Speros & Blayney Inc
Address: 8444 Westpark Drive, Mclean, VA, 22102 5123
Telephone: 703-734-9300

Sullivan Bruyette Speros & Blayney Inc is a large advisory firm based in Mclean. It manages $2.79 billion of regulatory assets for 986 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Arizona, California, Colorado, and 19 other states.

Sullivan Bruyette Speros & Blayney provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, selection of other advisers, and educational seminars and workshops. It prepares financial plans for more than 250 clients. On top of advisory services, the firm doesn't engage in other business activities.

Sullivan Bruyette Speros & Blayney: assets under management

The assets under management (AUM) of Sullivan Bruyette Speros & Blayney Inc is $2.79 billion. The firm's AUM has grown by 249% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $2.67 billion in discretionary accounts and $120 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $2.86 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $2.26 million.

Sullivan Bruyette Speros & Blayney has custody of $893 million in cash and securities for 461 clients in total and its related person acts as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Sullivan Bruyette Speros & Blayney Inc for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Sullivan Bruyette Speros & Blayney Inc

Beverly Ann Blucher has been acting as President since 1 Jan 2003. Dragan Lazich joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Gregory Donald Sullivan	President; director	1 Jan 1991	25% - 50%	1001065
James Joseph Bruyette	Chairman; director	1 Jan 1991	25% - 50%	1080600
Peter Charles Speros	Executive vice president; director	1 Jan 1991	Other	1397293
Eleanor Kirkpatrick Blayney	Executive vice president; director	1 Jan 1991	Other	1816218
Bmo Financial Corp	Sole owner	1 Jan 2003	75% - 100%	27-0036997
Gregory Donald Sullivan	President and ceo; managing director; chairman	1 Jan 2003	Other	1001065
James Joseph Bruyette	Secretary; managing director	1 Jan 2003	Other	1080600
Peter Charles Speros	Managing director	1 Jan 2003	Other	1397293
Harris Ria Holdings Inc	Sole owner	1 Jan 2003	75% - 100%	27-0036997
William Eugene Thonn	Chairman; director	1 Jan 2003	Other	4103447
Sunday Perry	Senior vice president; director	1 Jan 2003	Other	4615185
Carol Flick	Treasurer	1 Jan 2003	Other	4615183
Jeffrey Allen Roush	Secretary, managing director	1 Jan 2003	Other	1036931
Linda Ochwat	Assistant secretary	1 Jan 2003	Other	4615194
Paul Skubic	Vice president	1 Jan 2003	Other	4615189
Patrick Murphy	Vice president	1 Jan 2003	Other	4615190
Beverly Ann Blucher	Director	1 Jan 2003	Other	4389244
Carol Peka Flick	Treasurer	1 Jan 2003	Other	4615183
Linda Louise Ochwat	Assistant secretary	1 Jan 2003	Other	4615194
Paul Richard Skubic	Vice president	1 Jan 2003	Other	4615189
Patrick Joseph Murphy	Vice president	1 Jan 2003	Other	4615190
Sunday Evangeline Perry	Senior vice president; director	1 Jan 2003	Other	4615185
Graham Turner Parsons	Director	1 Feb 2003	Other	4632069
Graham Turner Parsons	Chairman	1 Feb 2004	Other	4632069
Eleanor Kirkpatrick Blayney	Managing director	1 Feb 2004	Other	1816218
Peter Charles Speros	Managing director	1 Feb 2004	Other	1397293
Cecily Marie Mistarz	Board member	1 Feb 2004	Other	4938679
Joann A Pantelis	Chief compliance officer	1 Oct 2004	Other	2329756
Joann Anthony Pantelis	Chief compliance officer	1 Oct 2004	Other	2329756
Terry A Jenkins	Chairman	1 Oct 2006	Other	4847869
Martine Lellis Weinhold	Chief operating officer	1 Feb 2011	Other	6139334
Martine Elizabeth Lellis	Chief operating officer	1 Feb 2011	Other	6139334
Martine Lellis Weinhold	Chief operating officer	1 Oct 2012	Other	6139334
Angela Marie Palmer	Chief compliance officer	1 Jan 2013	Other	4915568
William John Haldane	Chief compliance officer	1 Mar 2014	Other	6314694
Jerrold Gonzalez Mauricio	Chief compliance officer	1 Mar 2014	Other	3175743
Yannick Jean Francois Archambault	Board member	1 Oct 2014	Other	4847877
Dragan Lazich	Chief compliance officer	1 Jan 2015	Other	3236948

Indirect Owners

The SEC currently registers 4 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Bank Of Montreal	Sole owner	1 Sep 1989	75% - 100%	13-4941092
Bankmont Financial Corp.	Sole owner	1 Jan 2003	75% - 100%	51-0275712
Harris Financial Corp.	Sole owner	1 Jan 2003	75% - 100%	51-0275712
Bmo Financial Corp.	Sole owner	1 Jan 2003	75% - 100%	51-0275712

Based in Mclean

The principal office where Sullivan Bruyette Speros & Blayney Inc performs its advisory services is located at 8444 Westpark Drive, Mclean, VA 22102 5123, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 703-734-9300 or by fax 703-288-1650. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at sbsbinc.com.