Wealth Management Consultants Colorado, LLC (Denver)

Wealth Management Consultants Colorado, LLC is a large advisory firm based in Denver. It manages $153.4 million of regulatory assets for 144 client accounts. It has been registered with the SEC as an adviser since 2016 and has operated in the jurisdictions of Colorado, Missouri, and Texas.

Wealth Management Consultants Colorado provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for more than 50 clients. On top of advisory services, the firm doesn't engage in other business activities.

Wealth Management Consultants Colorado: assets under management

The assets under management (AUM) of Wealth Management Consultants Colorado, LLC is $153.4 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 21% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $153.4 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.07 million each.

Investments

The firm invests in investment and business development companies the most. They account for 58% of the total AUM. The second-largest asset type is exchange traded securities, which make up 26% of the firm’s portfolio. Investments in cash and cash equivalents form 16% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Wealth Management Consultants Colorado, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Wealth Management Consultants Colorado serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Wealth Management Consultants Colorado is high net worth individuals with 33 clients and $149.4 million of assets under management. Among the 9 most similar advisory firms, Wealth Management Consultants Colorado has the highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $153.4 million for 40 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Wealth Management Consultants Colorado doesn't advise any private funds.

Careers at Wealth Management Consultants Colorado, LLC

The company employs 1 person that is either a part- or full-time employee. 100 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Mark Emerson Marquez	Managing member, chief compliance officer	1 Apr 2015	75% - 100%	1577464

Based in Denver

The principal office where Wealth Management Consultants Colorado, LLC performs its advisory services is located at 1600 Broadway, Denver, CO 80202, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 720-697-7881 or by fax 303-292-9226. The normal business hours are 8:00 am to 5:00 pm on Monday - Friday.