Cox Capital Management LLC (Andover)

Name: Cox Capital Management LLC
Address: 23 Central Street, Andover, MA, 01810
Telephone: 978-475-3325

Cox Capital Management LLC is a large advisory firm based in Andover. It manages $159.01 million of regulatory assets for 283 client accounts. It has been registered with the SEC as an adviser since 2009 and has operated in the jurisdictions of Maine, Massachusetts, New Hampshire, and Texas.

Cox Capital Management provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, educational seminars and workshops, and portfolio review hourly charge. It prepares financial plans for more than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Cox Capital Management: assets under management

The assets under management (AUM) of Cox Capital Management LLC is $159.01 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 416% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $159.01 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $561.87 thousand each.

Investments

The firm invests in non-exchange traded securities the most. They account for 68% of the total AUM. The second-largest asset type is investment grade corporate bonds, which make up 14% of the firm’s portfolio. Investments in cash and cash equivalents form 11% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Cox Capital Management LLC for their services and products based on a percentage of assets under management and hourly charges. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients William John Cox serves?

The firm provides services to individuals, charitable organizations, high net worth individuals, and corporations or other businesses. The largest group of clients of William John Cox is high net worth individuals with 42 clients and $101.54 million of assets under management. Among the 8 most similar advisory firms, Cox Capital Management has the 4th highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $159.01 million for 186 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Cox Capital Management doesn't advise any private funds.

Careers at Cox Capital Management LLC

The company employs 4 people that are either part- or full-time employees. 75 percent of the employees work as investment advisers or researchers. 4 employees are registered as investment adviser representatives with the state securities authorities.

There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
William John Cox	President/ chief compliance officer/member	1 Jan 2002	75% - 100%	1251735

Based in Andover

The principal office where Cox Capital Management LLC performs its advisory services is located at 23 Central Street, Andover, MA 01810, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 978-475-3325 or by fax NONE. The normal business hours are 9:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at ccm1997.com.