Maple Securities Canada Limited (Toronto)

Name: Maple Securities Canada Limited
Address: 79 Wellington Street West, Toronto, M5 K 1 K7
Telephone: 416-350-8200

Maple Securities Canada Limited is a large advisory firm based in Toronto. It manages $387.52 million of regulatory assets for 110 client accounts. It has been registered with the SEC as an adviser since 2005.

Maple Securities Canada Limited provides market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Maple Securities Canada Limited: assets under management

The assets under management (AUM) of Maple Securities Canada Limited is $387.52 million. The company doesn't manage any assets belonging to foreign clients.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Maple Securities Canada Limited for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Maple Securities Canada Limited

David Edward Schnarr has been acting as President since 1 Mar 2005. Thomas Russell Higgins joined the executive team most recently as the Vice President.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Bethany Marie Curley	Chief financial officer	1 Oct 1997	Other	5073337
Thomas Russell Higgins	Director	1 Oct 1997	Other	4911802
Maple Holdings Canada Limited	Shareholder	1 Sep 2003	75% - 100%	foreign
David Edward Schnarr	Chief compliance officer	1 May 2004	Other	2658610
David Edward Schnarr	Director	1 Mar 2005	Other	2658610
Thomas Russell Higgins	Vice president	1 Mar 2005	Other	4911802

Indirect Owners

The SEC currently registers 10 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Echo Limited	Trustee	1 Nov 1995	Other	foreign
The Ohl Trust	Shareholder	1 Nov 1995	75% - 100%	foreign
Maple Finance (Europe) B.V.	Shareholder	1 Jan 1996	75% - 100%	foreign
Olive Holdings Ltd.	Shareholder	1 May 1997	75% - 100%	foreign
Quince Investments Ltd.	Shareholder	1 Sep 1997	75% - 100%	foreign
Maple Financial Group Inc.	Shareholder	1 Oct 1997	75% - 100%	foreign
Sax Finance S.A.	Shareholder	1 Oct 1997	75% - 100%	foreign
Ontario Teachers' Pension Plan Board	Shareholder	1 Mar 1998	25% - 50%	foreign
Sax Finance B.V.	Shareholder	1 Mar 1998	25% - 50%	foreign
Maple Bank Gmbh	Shareholder	1 Sep 2003	75% - 100%	foreign

Based in Toronto

The principal office where Maple Securities Canada Limited performs its advisory services is located at 79 Wellington Street West, Toronto, M5 K 1 K7, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 416-350-8200 or by fax 416-350-8226. The normal business hours are 9am - 5pm on Monday - Friday. You can find more information about the New York firm at maplefinancial.com.