Aletheia Research And Management Inc (Santa Monica)

Name: Aletheia Research And Management Inc
Address: 100 Wilshire Blvd, Suite 1900, Santa Monica, CA, 90401
Telephone: 310-899-0800

Aletheia Research And Management Inc is a large advisory firm based in Santa Monica. It manages $163.3 million of regulatory assets for 124 client accounts. It has been registered with the SEC as an adviser since 2003 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 47 other states.

Aletheia Research And Management provides portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and advise pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Aletheia Research And Management: assets under management

The assets under management (AUM) of Aletheia Research And Management Inc is $163.3 million. The firm's AUM has grown by 63% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $131.05 million in discretionary accounts and $32.25 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.09 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $8.06 million.

Aletheia Research And Management has custody of $3.5 million in cash and securities for 2 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Aletheia Research And Management Inc for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Aletheia Research And Management Inc

Bruce Arena Lee has been acting as President since 1 Jun 2010. Jorge Deneve joined the executive team most recently as the Sr. Vice President, General Counsel.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Lp Irvine Capital Partners	Shareholder	1 Nov 1997	Other	13-3761514
Peter James Eichler	President, chairman, ceo	1 Jan 1998	25% - 50%	721033
Roger B Peikin	Executive vice-president, chief legal officer, cfo	1 Jan 1998	Other	3012336
Patricia Camp Barnes	Sr. vice president	1 Jan 1998	Other	1207636
Patricia Camp Barnes	Sr. vice president	1 Dec 1998	Other	1207636
Joseph Michael Boskovich	Shareholder	1 Dec 2001	Other	4445041
Llc Proctor Investment Managers	Share holder	1 Nov 2006	Other	42-1687702
Ernest John C'debaca	Chief compliance officer	1 Feb 2010	Other	5574701
Arvin Alfred Domingo Santos	Coo	1 Apr 2010	Other	5826133
Michael Leroy Laney	Cfo	1 Jun 2010	Other	5826130
Bruce Arena Lee	Director	1 Jun 2010	Other	5826135
Christine Wright Roper	Chief compliance officer	1 Jul 2010	Other	473115
Ann Marie Swanson	Chief compliance officer	1 Sep 2010	Other	4684405
Jorge Deneve	Sr. vice president, general counsel	1 May 2011	Other	6017196

Based in Santa Monica

The principal office where Aletheia Research And Management Inc performs its advisory services is located at 100 Wilshire Blvd, Suite 1900, Santa Monica, CA 90401, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 310-899-0800 or by fax 310-899-0700. The normal business hours are 8:00 am to 6:00 pm on Monday - Friday. You can find more information about the New York firm at aletheiaresearch.com.