Ellevate Financial, Inc. (New York)

Name: Ellevate Financial, Inc.
Address: 48 West 25 Th Street, New York, NY, 10010
Telephone: 844-355-7100

Ellevate Financial, Inc. is a mid-sized advisory firm based in New York. It manages $54.11 million of regulatory assets for 7,090 client accounts. It has been registered with the SEC as an adviser since 2015 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 48 other states.

Ellevate Financial provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for approximately 5,000 clients. On top of advisory services, the firm doesn't engage in other business activities.

Ellevate Financial: assets under management

The assets under management (AUM) of Ellevate Financial, Inc. is $54.11 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 39630% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $54.11 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $7.63 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Ellevate Financial, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Ellevate Financial, Inc.

Ppg 2008 Trust joined the executive team most recently as the Trustee.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Sallie Lee Krawcheck	Chief executive officer	1 Nov 2014	50% - 75%	2269652
Charles Hope Kroll	Chief compliance officer and president	1 Nov 2014	Other	3078801
Inc Morningstar	Owner	1 Apr 2015	Other	36-3297908
Muneshrie Nmn Tiwari	Chief compliance officer/counsel	1 Jan 2016	Other	2585385
Muneshrie Tiwari	Chief compliance officer	1 Jan 2016	Other	2585385
Ce Fintech I Limited Partnership	Shareholder (series a preferred)	1 Aug 2017	Other	6yxt9l.99999.sl.136
Lp Rethink Impact	Shareholder (series a preferred)	1 Aug 2017	Other	81-1198644
Llc Rethink Impact Ellevest	Shareholder (series a preferred)	1 Aug 2017	Other	82-2308482
L.L.C. Ppg Investors	Shareholder (series a preferred)	1 Aug 2017	Other	35-4848122
Lp Khosla Ventures V	Shareholder (series a preferred)	1 Aug 2017	Other	37-1760643
Lp Khosla Ventures Seed C	Shareholder (series a preferred)	1 Aug 2017	Other	47-2585543

Indirect Owners

The SEC currently registers 6 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Joseph D. Mansueto	Chairman of the board and chief executive officer	1 May 1984	50% - 75%	4351464
Joseph D Mansueto	Executive chairman of the board	1 Sep 2016	50% - 75%	4351464
Kunal Kapoor	Chief executive officer	1 Sep 2016	50% - 75%	4351464
Llc Sk Impact Fund	Partner	1 Aug 2017	25% - 50%	47-4914300
Llc Khosla Ventures Seed Associates C	Member	1 Aug 2017	25% - 50%	35-2522057
Ppg 2008 Trust	Trustee	1 Aug 2107	75% - 100%	26-6719005

Based in New York

The principal office where Ellevate Financial, Inc. performs its advisory services is located at 48 West 25 Th Street, New York, NY 10010, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 844-355-7100. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at ellevest.com.