Valor Capital Management, LLC (Westlake)

Name: Valor Capital Management, LLC
Address: 30400 Detroit Road,, Westlake, OH, 44145
Telephone: (440) 872-6559

Valor Capital Management, LLC is a large advisory firm based in Westlake. It manages $408.94 million of regulatory assets for 12 client accounts. It has been registered with the SEC as an adviser since 2018 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 47 other states.

Valor Capital Management provides portfolio management for individuals and small businesses and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Valor Capital Management: assets under management

The assets under management (AUM) of Valor Capital Management, LLC is $408.94 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 3% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $408.94 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $34.08 million each.

Investments

The firm invests in investment and business development companies the most. They account for 95% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 4% of the firm’s portfolio. Investments in exchange traded securities form 1% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Valor Capital Management, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Douglas Stephan King serves?

The only and largest group of clients of Douglas Stephan King is other investment advisers with 12 clients and $408.94 million of assets under management. Among the 10 most similar advisory firms, Valor Capital Management has the highest percentage of other investment advisers out of all clients.

The amount of regulatory assets under management is $408.94 million for 12 clients. None of the firm’s clients are foreign persons or businesses.

Valor Capital Management doesn't advise any private funds.

Careers at Valor Capital Management, LLC

The company employs 13 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 6 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Douglas Stephan King has been acting as President since 1 Oct 2017. Jerry Raymond Herman has served as the Chief Investment Officer since 1 Jan 2018. Jennifer Rechlitz Relien joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Llc C2p Enterprises	Owner	1 Oct 2017	75% - 100%	81-5379076
Douglas Stephan King	President	1 Oct 2017	Other	1375683
David Matthew Alison	Executive vice president	1 Oct 2017	Other	5425119
Jason L Smith	Ceo	1 Dec 2017	Other	5738415
Jennifer Rechlitz Relien	Chief compliance officer	1 Jan 2018	Other	2838904
Jerry Raymond Herman	Chief investment officer	1 Jan 2018	Other	2011620

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Jason L Smith	Owner	1 Feb 2017	25% - 50%	5738415

Based in Westlake

The principal office where Valor Capital Management, LLC performs its advisory services is located at 30400 Detroit Road,, Westlake, OH 44145, which is also the mailing address of the firm. An additional office of the firm is in Wayzata, MN. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (440) 872-6559 or by fax (440) 848-8572. The normal business hours are 8:30 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at valorcapitalmanagement.com.