Numeric Investors LLC (Boston)

Name: Numeric Investors LLC
Address: 200 Pier 4 Boulevard, Boston, MA, 02210
Telephone: 617 897 7800

Numeric Investors LLC is a large advisory firm based in Boston. It manages $42.44 billion of regulatory assets for 134 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdictions of Massachusetts and New York.

Numeric Investors provides portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and non-discretionary investment advisory services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Numeric Investors: assets under management

The assets under management (AUM) of Numeric Investors LLC is $42.44 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 422% since the beginning of its operation, and $34.11 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $42.44 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $316.73 million each.

Numeric Investors has custody of $8.1 billion in cash and securities for 27 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in exchange traded securities the most. They account for 97% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 3% of the firm’s portfolio.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Numeric Investors LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Gregory Carl Bond serves?

The firm provides services to investment companies, pooled investment vehicles, and pension and profit sharing plans. The largest group of clients of Gregory Carl Bond is pooled investment vehicles with 39 clients and $23.58 billion of assets under management. Among the 9 most similar advisory firms, Numeric Investors has the 5th highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $37.51 billion for 85 clients. 55% of the firm’s clients are foreign persons or businesses.

Numeric Investors also advises several private funds. Namely, twenty three hedge funds. The minimum investment commitment required of non-related persons ranges from $100,000 to $10,000,000.

Careers at Numeric Investors LLC

The company employs 103 people that are either part- or full-time employees. 36 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There are 2 people with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Gregory Carl Bond has been acting as President since 1 Sep 2014. Nadine Nmn Le Gall joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Numeric Midco Llc	Sole member	1 Jun 2004	75% - 100%	04-3068821
Langdon Bleeker Wheeler	President, chief executive officer, chief investment officer, director	1 Jun 2004	Other	2278455
Raymond Joseph Joumas	Chief financial officer, chief compliance officer, director	1 Jun 2004	Other	4435626
Michael Arthur Wilson	Director	1 Jun 2004	Other	2083997
Peter Andrews Mclane	Director	1 Jun 2004	Other	4347352
Ta Associates	Private equity investor	1 Jun 2004	25% - 50%	156699
Peter Carman	Director	1 Dec 2005	Other	1022238
Michael Nmn Even	President, chief executive officer & director	1 Jun 2006	Other	2176724
Langdon Bleeker Wheeler	Chief investment officer, chairman of board of directors	1 Jun 2006	Other	2278455
Langdon Bleeker Wheeler	Managing director, chief strategist, chairman of board of directors	1 Oct 2007	Other	2278455
Steven Michael Smith	Chief legal officer	1 Oct 2007	Other	5511603
Robert Edward Furdak	Chief investment officer & head of portfolio management	1 Feb 2008	Other	4344828
Holly Krystyn Lockwood	Controller	1 Nov 2008	Other	5621518
Robert Richard Hanna	Vice president & chief financial officer	1 Feb 2010	Other	5399224
Rick Hanna	Chief financial officer	1 Feb 2010	Other	5399224
Kristina Ingrid Eisnor	Chief compliance officer	1 Nov 2010	Other	4312792
Shanta Armstrong Puchtler	Chief investment officer & head of research	1 Nov 2011	Other	4501146
Dunyelle Nicole Rosen	Chief compliance officer	1 Jun 2013	Other	6232204
Dunyelle Rosen	Chief compliance officer & regulatory counsel	1 Jun 2013	Other	6232204
Gregory Carl Bond	Director	1 Sep 2014	Other	2530938
Antoine Hubert Joseph Marie Forterre	Director	1 Sep 2014	Other	5194753
Emmanuel Nmn Roman	Director	1 Sep 2014	Other	1736849
Eric Nmn Burl	Director	1 Sep 2014	Other	6144993
Lisa Janel Stanton	Secretary	1 Sep 2014	Other	3130295
Shiraz Younus Kajee	Treasurer	1 Sep 2014	Other	4468276
Antoine Forterre	Director	1 Sep 2014	Other	5194753
Emmanuel Roman	Director	1 Sep 2014	Other	1736849
Eric Burl	Director	1 Sep 2014	Other	6144993
Douglas Winter Hamilton	Chief operating officer	1 Jan 2015	Other	6473117
Solomon Edmund Kuckelman	Secretary	1 Jun 2015	Other	6435789
Shanta Armstrong Puchtler	President	1 Jan 2016	Other	4501146
Daniel M Taylor	Co-chief investment officer	1 Jan 2016	Other	6631002
David Anselm Gallias	Treasurer	1 Jun 2016	Other	6004624
Sandy Campbell Rattray	Director	1 Aug 2016	Other	2486589
Michael Alexander Kasper	Director	1 Sep 2016	Other	5145220
Nadine Nmn Le Gall	Chief compliance officer	1 Dec 2016	Other	4358239
Nadine Nmn Le Gall	Head of compliance americas	1 Feb 2017	Other	4358239
Christopher Robert Ancona	Chief compliance officer	1 Feb 2017	Other	6311883
Nadine Nmn Le Gall	Chief compliance officer	1 Jun 2019	Other	4358239
Laura Anne Malone	Head of compliance	1 Jun 2019	Other	7154297

Indirect Owners

The SEC currently registers 14 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Numeric Holdings Llc	Sole member	1 Jun 2004	75% - 100%	04-3068821
Numeric Associates Ii Limited Partnership	Member	1 Jun 2004	50% - 75%	20-1233396
E.D. & F. Man Investments Bv	Shareholder	1 Jul 2006	75% - 100%	foreign entity
E. D. & F. Man Investments B.V.	Shareholder	1 Jul 2006	75% - 100%	foreign entity
Man Investments Usa Holdings Inc.	Shareholder	1 Aug 2006	75% - 100%	98-0503332
Man Group Uk Limited	Shareholder	1 Aug 2006	75% - 100%	foreign entity
Man Investments Finance Limited	Shareholder	1 Jul 2010	75% - 100%	foreign entity
Man Strategic Holdings Limited	Shareholder	1 Jul 2010	75% - 100%	foreign entity
Man Group Plc	Shareholder	1 Nov 2012	75% - 100%	foreign entity
Man Group Holdings Limited	Shareholder	1 Aug 2013	75% - 100%	foreign entity
Man Investments Holdings Inc.	Member	1 Sep 2014	75% - 100%	13-4049528
Man Worldwide Operations Management Limited	Shareholder	1 May 2019	75% - 100%	foreign entity
Man Group Treasury Limited	Shareholder	1 May 2019	75% - 100%	foreign entity
Man Group Plc	Shareholder	1 May 2019	75% - 100%	foreign entity

Based in Boston

The principal office where Numeric Investors LLC performs its advisory services is located at 200 Pier 4 Boulevard, Boston, MA 02210, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 617 897 7800 or by fax 617 897 7899. The normal business hours are 8:30am - 5:00pm on Monday - Friday. You can find more information about the New York firm at numeric.com.