Freedom 3 Capital, LLC (New York)

Freedom 3 Capital provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Freedom 3 Capital: assets under management

The assets under management (AUM) of Freedom 3 Capital, LLC is $337.57 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 104% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $337.57 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $42.2 million each.

Investments

The firm invests in investment grade corporate bonds the most. They account for 50% of the total AUM. The second-largest asset type is non-exchange traded securities, which make up 50% of the firm’s portfolio.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Freedom 3 Capital, LLC for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Freedom 3 Capital serves?

The firm provides services to insurance companies and pooled investment vehicles. The largest group of clients of Freedom 3 Capital is pooled investment vehicles with 5 clients and $321.25 million of assets under management. Among the 12 most similar advisory firms, Freedom 3 Capital has the 5th highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $337.57 million for 8 clients. None of the firm’s clients are foreign persons or businesses.

Freedom 3 Capital also advises several private funds. Namely, five private equity funds. The minimum investment commitment required of non-related persons ranges from $50,000 to $1,500,000.

Careers at Freedom 3 Capital, LLC

The company employs 11 people that are either part- or full-time employees. 82 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Indirect Owners

The SEC currently registers 11 indirect owners.

Based in New York

The principal office where Freedom 3 Capital, LLC performs its advisory services is located at Tower 49, New York, NY 10017, which is also the mailing address of the firm. An additional office of the firm is in Kansas City, MO. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (212) 235-2160. The normal business hours are 9:00 a.m. - 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at freedomiiicapital.com.

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