Kotak Mahindra, Inc. (White Plains)

Name: Kotak Mahindra, Inc.
Address: 50 Main Street, White Plains, NY, 10606
Telephone: 914-997-6120

Kotak Mahindra, Inc. is a large advisory firm based in White Plains. It manages $49.88 million of regulatory assets for 28 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdiction of New York.

Kotak Mahindra provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Kotak Mahindra: assets under management

The assets under management (AUM) of Kotak Mahindra, Inc. is $49.88 million. The company doesn't manage any assets belonging to foreign clients.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Kotak Mahindra, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Kotak Mahindra, Inc.

Paul Verghese Parambi has been acting as President since 1 Jun 1998. Kotak Mahindra Capital Company joined the executive team most recently as the Shareholder.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Kotak Mahindra Capital Company	Shareholder	1 Jun 1998	75% - 100%	foreign
Fredric Michael Obsbaum	Finop/cfo	1 Jun 1998	Other	1160811
Paul Verghese Parambi	Director	1 Jun 1998	Other	3213859
Kotak Mahindra International Ltd.	Shareholder	1 Jul 2000	Other	foreign
Varadarajan Viswanathan	Director	1 Jul 2001	Other	4426203
Ravilochan Pola	Director/president/cco/ceo	1 Sep 2001	Other	4356343
Shyamkumar Syamasundaran	Director	1 Jul 2002	Other	4571814
Kotak Mahindra Capital Company	Shareholder	1 Oct 2006	25% - 50%	foreign
Kotak Mahindra Bank Limited	Shareholder	1 Oct 2006	50% - 75%	foreign

Indirect Owners

The SEC currently registers 6 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Goldman Sachs Corporation	Shareholder	1 Feb 1989	75% - 100%	13-317-4691
L. P. Goldman Sachs Group	Partner	1 Nov 1995	75% - 100%	13-3501777
Kotak Mahindra Finance Limited	Shareholder	1 Dec 1995	75% - 100%	foreign
Llc Goldman Sachs ( Mauritius )	Shareholder	1 Dec 1995	25% - 50%	13-3924972
Kotak Mahindra Bank Limited	Shareholder	1 Dec 1995	75% - 100%	foreign
Kotak Securities Limited	Shareholder	1 Mar 2006	25% - 50%	foreign

Based in White Plains

The principal office where Kotak Mahindra, Inc. performs its advisory services is located at 50 Main Street, White Plains, NY 10606, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 914-997-6120 or by fax 914-997-6128. The normal business hours are 9:00 a.m. to 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at www.kotak.com.