First National Bank Of Omaha (Omaha)

First National Bank Of Omaha is a large advisory firm based in Omaha. It manages $608.37 million of regulatory assets for 5 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Colorado and Nebraska.

First National Bank Of Omaha provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

First National Bank Of Omaha: assets under management

The assets under management (AUM) of First National Bank Of Omaha is $608.37 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -16% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $608.37 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $121.67 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay First National Bank Of Omaha for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients David Earl Cota serves?

The only and largest group of clients of David Earl Cota is investment companies with 1 clients and $608.37 million of assets under management. Among the 10 most similar advisory firms, First National Bank Of Omaha has the highest percentage of investment companies out of all clients.

The amount of regulatory assets under management is $608.37 million for 1 clients. None of the firm’s clients are foreign persons or businesses.

First National Bank Of Omaha doesn't advise any private funds.

Careers at First National Bank Of Omaha

The company employs 14 people that are either part- or full-time employees. 86 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

David Earl Cota has been acting as President since 1 Apr 2011. Stephen Richard Frantz has served as the Chief Investment Officer since 1 May 1999. Thomas Joseph Somelofske joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
John Gerard Woolway	Investment officer	1 Dec 1993	Other	1766179
Craig Michael Sall	Investment officer	1 May 1994	Other	4373073
Michael Hansen	Investment officer	1 Jul 1997	Other	4372953
Brian Mosher	Investment officer	1 Jul 1998	Other	4372938
Gregory Ritchey	Investment officer	1 Feb 1999	Other	4372959
Stephen Richard Frantz	Chief investment officer	1 May 1999	Other	1439158
Mark Wyneger	Investment officer	1 May 1999	Other	2632126
Clayton D Bryan	Investment officer	1 Oct 1999	Other	3129494
Todd Raymond Trautman	Investment officer	1 Feb 2002	Other	2936534
Travis James Nordstrom	Portfolio manager	1 Nov 2004	Other	2706643
Kurtis Deene Spieler	Vice president, investment management	1 Mar 2005	Other	4813843
Ronald J Horner	Portfolio manager	1 Mar 2006	Other	5111391
Randall Dewey Greer	Portfolio manager	1 Nov 2006	Other	816739
Douglas Edward Hoffman	Chief compliance officer	1 Mar 2007	Other	5309119
Celeste Marie Blackburn	Chief compliance officer	1 Oct 2007	Other	1441464
Michael L. Johnson	Portfolio manager	1 Nov 2007	Other	5467445
Chistopher Patrick Sullivan	Portfolio manager	1 Nov 2007	Other	1637334
John Jay Harris	Senior portfolio manager	1 Jul 2008	Other	5762920
Mary Anne Mullen	Portfolio manager	1 Feb 2009	Other	5331130
Kurtis Deene Spieler	Vice president, investment management	1 Feb 2010	Other	4813843
First National Bank Of Omaha	Direct	1 Sep 2010	75% - 100%	47-0259043
James Vincent Collins	Chief compliance officer	1 Apr 2011	Other	1474546
David Earl Cota	President	1 Apr 2011	Other	2866911
Kurtis Deene Spieler	President	1 Aug 2011	Other	4813843
Douglas Edward Hoffman	Chief compliance officer	1 Aug 2011	Other	5309119
Ronald J Horner	Managing director, institutional fixed income	1 Nov 2011	Other	5111391
Travis James Nordstrom	Senior director, institutional fixed income	1 Nov 2011	Other	2706643
Mary Anne Mullen	Senior securities analyst	1 Nov 2011	Other	5331130
Charles David Lauber	Portfolio manager, investment management	1 Sep 2014	Other	2483681
Thomas Joseph Somelofske	Chief compliance officer	1 Mar 2018	Other	2149589

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Inc. First National Of Nebraska	Shareholder - common	1 Jan 1969	75% - 100%	47-0523079

Based in Omaha

The principal office where First National Bank Of Omaha performs its advisory services is located at 14010 Fnb Parkway, Omaha, NE 68154, which is also the mailing address of the firm. An additional office of the firm is in Fort Collins, CO. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 402-602-3431 or by fax 402-938-7385. The normal business hours are 7 a.m. to 5 p.m. on Monday - Friday.