Pilot Investors LLC (New York)


Pilot Investors LLC is a related adviser based in New York. It manages $18 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdictions of California, Connecticut, Florida, and 3 other states.

Pilot Investors provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Pilot Investors: assets under management

The assets under management (AUM) of Pilot Investors LLC is $18 million, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.

The firm manages $18 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $18 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Pilot Investors LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Pilot Investors LLC

Arthur Michael Winston has been acting as President since 1 Feb 2002. Pilot Investors Llc joined the executive team most recently as the General Partner.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Pilot Investors Llc General partner 1 Feb 2002 75% - 100% 26-0040574
Arthur Michael Winston President 1 Feb 2002 Other 1336658
Frank E Bisk Equity analyst, officer 1 Feb 2002 Other 4367896
Shireen Qadri Officer 1 Feb 2002 Other 2834877
Amy Beth Norflus Officer 1 Feb 2002 Other 2680617

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
Arthur Michael Winston Member 1 Nov 2001 75% - 100% 1336658

Based in New York

The principal office where Pilot Investors LLC performs its advisory services is located at 370 East 76 Th Street, New York, NY 10021, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-639-1184 or by fax N/A. The normal business hours are 9:00 am to 5:00 pm on Monday - Friday.