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Financial Counseling Resources LLC (Los Alamitos)


Financial Counseling Resources LLC is an adviser based in Los Alamitos. It manages $18 million of regulatory assets for 70 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of California.

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Financial Counseling Resources provides financial planning services, portfolio management for individuals and small businesses, and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Financial Counseling Resources: assets under management

The assets under management (AUM) of Financial Counseling Resources LLC is $18 million. The firm's AUM has gone down by -64% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Financial Counseling Resources LLC for their services and products based on a percentage of assets under management and hourly charges. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 3 indirect owners.

Name Entity Date acquired Ownership Employer ID
Larry Max Lambert Ceo & chairman 1 Jun 1973 50% - 75% 301058
Debra Diane Lambert Secretary 1 Jun 1973 50% - 75% 1200973
Roger Joel Conde Owner 1 Oct 2005 75% - 100% 2477484

Based in Los Alamitos

The principal office where Financial Counseling Resources LLC performs its advisory services is located at 4281 Katella Avenue, Los Alamitos, CA 90720, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 714-236-8290 or by fax 714-236-4150. The normal business hours are 8am -5pm on Monday - Friday. You can find more information about the New York firm at www.fcronline.com.


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