Foothill Capital Management, LLC (Fair Haven)


Foothill Capital Management, LLC is an investment adviser to an investment company based in Fair Haven. It manages $31.31 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2018 and has operated in the jurisdictions of California, Delaware, and New Jersey.

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Foothill Capital Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Foothill Capital Management: assets under management

The assets under management (AUM) of Foothill Capital Management, LLC is $31.31 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 1% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $31.31 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $15.65 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Foothill Capital Management, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Eric Mackenzie Banhazl serves?

The only and largest group of clients of Eric Mackenzie Banhazl is investment companies with 2 clients and $31.31 million of assets under management. Among the 0 most similar advisory firms, Foothill Capital Management has the 0th lowest percentage of investment companies out of all clients.


The amount of regulatory assets under management is $31.31 million for 2 clients. None of the firm’s clients are foreign persons or businesses.

Foothill Capital Management doesn't advise any private funds.

Careers at Foothill Capital Management, LLC

The company employs 9 people that are either part- or full-time employees. 22 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Eric Mackenzie Banhazl has been acting as President since 1 Aug 2018. Michael Kevin Quain joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers



Name Entity Date acquired Ownership Employer ID
Joy Donnel Ausili Co-president 1 Aug 2018 Other 2182333
Lp Banhazl Member 1 Aug 2018 75% - 100% 83-1465462
Eric Mackenzie Banhazl Chairman 1 Aug 2018 Other 864251
Max Jeremy Banhazl Managing director, sales and marketing 1 Aug 2018 Other 5986077
Teri Guindon Chief financial officer 1 Aug 2018 Other 7025638
Rita Dam Co-president 1 Aug 2018 Other 7025643
Diane Jeanne Drake Chief compliance officer 1 Aug 2018 Other 1707089
Amy Centurioni Assistant secretary and compliance manager 1 Aug 2018 Other 7025644
Korey Matthew Bauer Managing director and chief investment officer 1 Oct 2018 Other 5944969
Michael Kevin Quain Chief compliance officer 1 Sep 2019 Other 1834063

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
Eric Mackenzie Banhazl General partner 1 Jul 2014 75% - 100% 864251

Based in Fair Haven

The principal office where Foothill Capital Management, LLC performs its advisory services is located at 740 River Road, Fair Haven, NJ 07704, which is also the mailing address of the firm. An additional office of the firm is in Glendora, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 800-446-1179. The normal business hours are 8:00 am to 5:00 pm eastern time on Monday - Friday. You can find more information about the New York firm at cannabisgrowthfunds.com.